3//SEC Filing
JCP Investment Partners, LP 3
Accession 0000921895-21-001193
CIK 0001165002other
Filed
May 2, 8:00 PM ET
Accepted
May 3, 4:43 PM ET
Size
16.9 KB
Accession
0000921895-21-001193
Insider Transaction Report
Form 3
JCP Investment Management, LLC
10% Owner
Holdings
- 16,772(indirect: By LLC)
Common Stock, $0.01 par value
- 400,930(indirect: By Partnership)
Common Stock, $0.01 par value
- 417,714(indirect: By Partnership)
Common Stock, $0.01 par value
JCP Investment Partnership, LP
10% OwnerOther
Holdings
- 417,714(indirect: By Partnership)
Common Stock, $0.01 par value
- 400,930(indirect: By Partnership)
Common Stock, $0.01 par value
- 16,772(indirect: By LLC)
Common Stock, $0.01 par value
JCP Investment Partners, LP
10% Owner
Holdings
- 417,714(indirect: By Partnership)
Common Stock, $0.01 par value
- 400,930(indirect: By Partnership)
Common Stock, $0.01 par value
- 16,772(indirect: By LLC)
Common Stock, $0.01 par value
JCP Investment Holdings, LLC
10% Owner
Holdings
- 400,930(indirect: By Partnership)
Common Stock, $0.01 par value
- 417,714(indirect: By Partnership)
Common Stock, $0.01 par value
- 16,772(indirect: By LLC)
Common Stock, $0.01 par value
Pappas James C
10% Owner
Holdings
- 400,930(indirect: By Partnership)
Common Stock, $0.01 par value
- 16,772(indirect: By LLC)
Common Stock, $0.01 par value
- 417,714(indirect: By Partnership)
Common Stock, $0.01 par value
JCP Asset Partnership VI, LP
10% OwnerOther
Holdings
- 400,930(indirect: By Partnership)
Common Stock, $0.01 par value
- 417,714(indirect: By Partnership)
Common Stock, $0.01 par value
- 16,772(indirect: By LLC)
Common Stock, $0.01 par value
Footnotes (4)
- [F1]This Form 3 is filed jointly by JCP Investment Partnership, LP ("JCP Partnership"), JCP Asset Partnership VI, LP ("JCP Partnership VI"), JCP Investment Partners, LP ("JCP Partners"), JCP Investment Holdings, LLC ("JCP Holdings"), JCP Investment Management, LLC ("JCP Management") and James C. Pappas (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein.
- [F2]Represents shares of Common Stock owned directly by JCP Partnership. JCP Partners, as the general partner of JCP Partnership, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership. JCP Holdings, as the general partner of JCP Partners, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership. JCP Management, as the investment manager of JCP Partnership, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership. Mr. Pappas, as the managing member of JCP Management and the sole member of JCP Holdings, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership.
- [F3]Represents shares of Common Stock owned directly by JCP Partnership VI. JCP Partners, as the general partner of JCP Partnership VI, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership VI. JCP Holdings, as the general partner of JCP Partners, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership VI. JCP Management, as the investment manager of JCP Partnership VI, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership VI. Mr. Pappas, as the managing member of JCP Management and the sole member of JCP Holdings, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership VI.
- [F4]Represents shares of Common Stock held in a certain account managed by JCP Management (the "JCP Account"). JCP Management, as the investment manager of the JCP Account, may be deemed to beneficially own the shares of Common Stock held in the JCP Account. Mr. Pappas, as the managing member of JCP Management, may be deemed to beneficially own the shares of Common Stock held in the JCP Account.
Documents
Issuer
WESTWOOD HOLDINGS GROUP INC
CIK 0001165002
Entity typeother
IncorporatedTX
Related Parties
1- filerCIK 0001461947
Filing Metadata
- Form type
- 3
- Filed
- May 2, 8:00 PM ET
- Accepted
- May 3, 4:43 PM ET
- Size
- 16.9 KB