LICHTENSTEIN WARREN G 4
Accession 0000921895-21-002819
Filed
Dec 7, 7:00 PM ET
Accepted
Dec 8, 7:40 PM ET
Size
29.6 KB
Accession
0000921895-21-002819
Insider Transaction Report
- Gift
Common Units no par value
2021-12-03−3,821→ 603,429 total - Gift
Common Units no par value
2021-12-03−2,675→ 597,329 total - Gift
Common Units no par value
2021-12-03−2,675→ 591,979 total - Gift
Common Units no par value
2021-12-03−2,675→ 594,654 total - Gift
Common Units no par value
2021-12-03−803→ 600,004 total - Gift
Common Units no par value
2021-12-07−4,885→ 586,612 total - Gift
Common Units no par value
2021-12-03−2,622→ 600,807 total - Gift
Common Units no par value
2021-12-03−482→ 591,497 total
- 6,362,920(indirect: By LLC)
Common Units no par value
- 934,087(indirect: By 2020 GRAT #4)
Common Units no par value
- 401,508(indirect: By Steel Partners, Ltd.)
Common Units no par value
- 540,706(indirect: By LLC)
Common Units no par value
- 434,104(indirect: By 2020 GRAT #2)
Common Units no par value
- 416,948
6% Series A Preferred Units
- 460,403(indirect: By 2020 GRAT #3)
Common Units no par value
- Gift
Common Units no par value
2021-12-03−3,821→ 603,429 total - Gift
Common Units no par value
2021-12-03−2,675→ 594,654 total - Gift
Common Units no par value
2021-12-03−482→ 591,497 total - Gift
Common Units no par value
2021-12-03−2,675→ 597,329 total - Gift
Common Units no par value
2021-12-03−2,675→ 591,979 total - Gift
Common Units no par value
2021-12-03−2,622→ 600,807 total - Gift
Common Units no par value
2021-12-03−803→ 600,004 total - Gift
Common Units no par value
2021-12-07−4,885→ 586,612 total
- 401,508(indirect: By Steel Partners, Ltd.)
Common Units no par value
- 540,706(indirect: By LLC)
Common Units no par value
- 6,362,920(indirect: By LLC)
Common Units no par value
- 460,403(indirect: By 2020 GRAT #3)
Common Units no par value
- 434,104(indirect: By 2020 GRAT #2)
Common Units no par value
- 934,087(indirect: By 2020 GRAT #4)
Common Units no par value
- 416,948
6% Series A Preferred Units
- Gift
Common Units no par value
2021-12-03−2,622→ 600,807 total - Gift
Common Units no par value
2021-12-03−3,821→ 603,429 total - Gift
Common Units no par value
2021-12-03−2,675→ 597,329 total - Gift
Common Units no par value
2021-12-03−2,675→ 591,979 total - Gift
Common Units no par value
2021-12-07−4,885→ 586,612 total - Gift
Common Units no par value
2021-12-03−803→ 600,004 total - Gift
Common Units no par value
2021-12-03−2,675→ 594,654 total - Gift
Common Units no par value
2021-12-03−482→ 591,497 total
- 540,706(indirect: By LLC)
Common Units no par value
- 434,104(indirect: By 2020 GRAT #2)
Common Units no par value
- 401,508(indirect: By Steel Partners, Ltd.)
Common Units no par value
- 934,087(indirect: By 2020 GRAT #4)
Common Units no par value
- 6,362,920(indirect: By LLC)
Common Units no par value
- 416,948
6% Series A Preferred Units
- 460,403(indirect: By 2020 GRAT #3)
Common Units no par value
- Gift
Common Units no par value
2021-12-03−2,675→ 597,329 total - Gift
Common Units no par value
2021-12-03−2,675→ 591,979 total - Gift
Common Units no par value
2021-12-07−4,885→ 586,612 total - Gift
Common Units no par value
2021-12-03−2,622→ 600,807 total - Gift
Common Units no par value
2021-12-03−2,675→ 594,654 total - Gift
Common Units no par value
2021-12-03−482→ 591,497 total - Gift
Common Units no par value
2021-12-03−3,821→ 603,429 total - Gift
Common Units no par value
2021-12-03−803→ 600,004 total
- 6,362,920(indirect: By LLC)
Common Units no par value
- 540,706(indirect: By LLC)
Common Units no par value
- 460,403(indirect: By 2020 GRAT #3)
Common Units no par value
- 401,508(indirect: By Steel Partners, Ltd.)
Common Units no par value
- 434,104(indirect: By 2020 GRAT #2)
Common Units no par value
- 934,087(indirect: By 2020 GRAT #4)
Common Units no par value
- 416,948
6% Series A Preferred Units
Footnotes (9)
- [F1]This Form 4 is filed jointly by WGL Capital LLC ("WGL"), Steel Partners, Ltd. ("SPL"), SPH SPV-I LLC ("SPH SPV") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein.
- [F2]Mr. Lichtenstein, as the Managing Member of SPH SPV, may be deemed to beneficially own the Common Units owned directly by SPH SPV.
- [F3]Mr. Lichtenstein, as the Chief Executive Officer and a control person of SPL, may be deemed to beneficially own the Common Units owned directly by SPL.
- [F4]SPL, as the sole Member of WGL, and Mr. Lichtenstein, as the Manager of WGL and the Chief Executive Officer and a control person of SPL, may be deemed to beneficially own the Common Units owned directly by WGL.
- [F5]Represents Common Units held by a grantor retained annuity trust ("2020 GRAT#2"). Mr. Lichtenstein, as the sole trustee and sole annuitant of the 2020 GRAT#2, may be deemed to beneficially own the Common Units held by the 2020 GRAT#2.
- [F6]Represents Common Units held by a grantor retained annuity trust ("2020 GRAT#3"). Mr. Lichtenstein, as the sole trustee and sole annuitant of the 2020 GRAT#3, may be deemed to beneficially own the Common Units held by the 2020 GRAT#3.
- [F7]Represents Common Units held by a grantor retained annuity trust ("2020 GRAT#4"). Mr. Lichtenstein, as the sole trustee and sole annuitant of the 2020 GRAT#4, may be deemed to beneficially own the Common Units held by the 2020 GRAT#4.
- [F8]The Form 4 filed by the Reporting Persons on December 29, 2020 discloses ownership of 500,000 Common Units held directly by the 2020 GRAT#2, 500,000 Common Units held directly by the 2020 GRAT#3 and 1,000,000 Common Units held directly by the 2020 GRAT#4. Mr. Lichtenstein is the sole trustee and sole annuitant of the 2020 GRAT#2, 2020 GRAT#3, and 2020 GRAT#4. Since the filing of the Form 4, 65,896 Common Units held by the 2020 GRAT #2, 39,597 Common Units held by the 2020 GRAT#3 and 65,913 Common Units held by the 2020 GRAT#4 were transferred to Mr. Lichtenstein.
- [F9]The total number of Common Units held directly by Mr. Lichtenstein reflects the transfers described in Footnote 8.
Documents
Issuer
STEEL PARTNERS HOLDINGS L.P.
CIK 0001452857
Related Parties
1- filerCIK 0001005784
Filing Metadata
- Form type
- 4
- Filed
- Dec 7, 7:00 PM ET
- Accepted
- Dec 8, 7:40 PM ET
- Size
- 29.6 KB