LICHTENSTEIN WARREN G 4
Accession 0000921895-22-002720
Filed
Sep 27, 8:00 PM ET
Accepted
Sep 28, 5:00 PM ET
Size
16.7 KB
Accession
0000921895-22-002720
Insider Transaction Report
- Other
Common Units no par value
2022-09-19−383,239→ 1,859,526 total(indirect: By LLC)
- 645,607
Common Units no par value
- 934,087(indirect: By 2020 GRAT #4)
Common Units no par value
- 5,794,428(indirect: By Steel Partners, Ltd.)
Common Units no par value
- 438,259(indirect: By 2020 GRAT #3)
Common Units no par value
- 970,000(indirect: By LLC)
Common Units no par value
- 416,948
6% Series A Preferred Units
- Other
Common Units no par value
2022-09-19−383,239→ 1,859,526 total(indirect: By LLC)
- 970,000(indirect: By LLC)
Common Units no par value
- 645,607
Common Units no par value
- 438,259(indirect: By 2020 GRAT #3)
Common Units no par value
- 416,948
6% Series A Preferred Units
- 5,794,428(indirect: By Steel Partners, Ltd.)
Common Units no par value
- 934,087(indirect: By 2020 GRAT #4)
Common Units no par value
- Other
Common Units no par value
2022-09-19−383,239→ 1,859,526 total(indirect: By LLC)
- 934,087(indirect: By 2020 GRAT #4)
Common Units no par value
- 5,794,428(indirect: By Steel Partners, Ltd.)
Common Units no par value
- 438,259(indirect: By 2020 GRAT #3)
Common Units no par value
- 645,607
Common Units no par value
- 970,000(indirect: By LLC)
Common Units no par value
- 416,948
6% Series A Preferred Units
- Other
Common Units no par value
2022-09-19−383,239→ 1,859,526 total(indirect: By LLC)
- 970,000(indirect: By LLC)
Common Units no par value
- 416,948
6% Series A Preferred Units
- 5,794,428(indirect: By Steel Partners, Ltd.)
Common Units no par value
- 645,607
Common Units no par value
- 438,259(indirect: By 2020 GRAT #3)
Common Units no par value
- 934,087(indirect: By 2020 GRAT #4)
Common Units no par value
Footnotes (8)
- [F1]This Form 4 is filed jointly by WGL Capital LLC ("WGL"), Steel Partners, Ltd. ("SPL"), SPH SPV-I LLC ("SPH SPV") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein.
- [F2]Represents a distribution of Common Units from SPH SPV to a member of SPH SPV.
- [F3]Consists entirely of Common Units as a result of the conversion of all 1,702,059 Class C Common Units held by SPH SPV into Common Units following the alignment of capital accounts of the Common Units and the Class C Common Units.
- [F4]Mr. Lichtenstein, as the Chief Executive Officer of SPL, may be deemed to beneficially own the Common Units owned directly by SPL.
- [F5]Mr. Lichtenstein, as the Managing Member of SPH SPV, may be deemed to beneficially own the Common Units owned directly by SPH SPV.
- [F6]SPL, as the sole Member of WGL, and Mr. Lichtenstein, as the Manager of WGL and the Chief Executive Officer of SPL, may be deemed to beneficially own the Common Units owned directly by WGL.
- [F7]Represents Common Units held by a grantor retained annuity trust ("2020 GRAT#3"). Mr. Lichtenstein, as the sole trustee and sole annuitant of the 2020 GRAT#3, may be deemed to beneficially own the Common Units held by the 2020 GRAT#3.
- [F8]Represents Common Units held by a grantor retained annuity trust ("2020 GRAT#4"). Mr. Lichtenstein, as the sole trustee and sole annuitant of the 2020 GRAT#4, may be deemed to beneficially own the Common Units held by the 2020 GRAT#4.
Documents
Issuer
STEEL PARTNERS HOLDINGS L.P.
CIK 0001452857
Related Parties
1- filerCIK 0001005784
Filing Metadata
- Form type
- 4
- Filed
- Sep 27, 8:00 PM ET
- Accepted
- Sep 28, 5:00 PM ET
- Size
- 16.7 KB