4//SEC Filing
Cable Car Capital LLC 4
Accession 0000921895-23-002375
CIK 0001262104other
Filed
Oct 23, 8:00 PM ET
Accepted
Oct 24, 7:34 PM ET
Size
13.5 KB
Accession
0000921895-23-002375
Insider Transaction Report
Form 4
MEI Pharma, Inc.MEIP
Funicular Funds, LP
10% Owner
Transactions
- Exercise of In-Money
Common Stock
2023-10-20$7.00/sh+120,600$844,200→ 611,440 total(indirect: By Funicular Funds, LP) - Expiration
Put Option (obligation to buy)
2023-10-20−4,494→ 0 total(indirect: By Funicular Funds, LP)Exercise: $7.00From: 2023-09-22Exp: 2023-10-20→ Common Stock (449,400 underlying) - Exercise of In-Money
Put Option (obligation to buy)
2023-10-20−1,206→ 4,494 total(indirect: By Funicular Funds, LP)Exercise: $7.00From: 2023-09-22Exp: 2023-10-20→ Common Stock (120,600 underlying)
Ma-Weaver Jacob
10% Owner
Transactions
- Expiration
Put Option (obligation to buy)
2023-10-20−4,494→ 0 total(indirect: By Funicular Funds, LP)Exercise: $7.00From: 2023-09-22Exp: 2023-10-20→ Common Stock (449,400 underlying) - Exercise of In-Money
Common Stock
2023-10-20$7.00/sh+120,600$844,200→ 611,440 total(indirect: By Funicular Funds, LP) - Exercise of In-Money
Put Option (obligation to buy)
2023-10-20−1,206→ 4,494 total(indirect: By Funicular Funds, LP)Exercise: $7.00From: 2023-09-22Exp: 2023-10-20→ Common Stock (120,600 underlying)
Cable Car Capital, LP
10% Owner
Transactions
- Exercise of In-Money
Common Stock
2023-10-20$7.00/sh+120,600$844,200→ 611,440 total(indirect: By Funicular Funds, LP) - Exercise of In-Money
Put Option (obligation to buy)
2023-10-20−1,206→ 4,494 total(indirect: By Funicular Funds, LP)Exercise: $7.00From: 2023-09-22Exp: 2023-10-20→ Common Stock (120,600 underlying) - Expiration
Put Option (obligation to buy)
2023-10-20−4,494→ 0 total(indirect: By Funicular Funds, LP)Exercise: $7.00From: 2023-09-22Exp: 2023-10-20→ Common Stock (449,400 underlying)
Footnotes (1)
- [F1]The securities were purchased and are held by Funicular Funds, LP (the "Fund"). Cable Car Capital LLC ("Cable Car"), as the General Partner of the Fund, and Jacob Ma-Weaver, as the Managing Member of Cable Car, may each be deemed the beneficial owner of the shares owned by the Fund. Each of the Reporting Persons is a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.
Documents
Issuer
MEI Pharma, Inc.
CIK 0001262104
Entity typeother
IncorporatedCA
Related Parties
1- filerCIK 0001699575
Filing Metadata
- Form type
- 4
- Filed
- Oct 23, 8:00 PM ET
- Accepted
- Oct 24, 7:34 PM ET
- Size
- 13.5 KB