LICHTENSTEIN WARREN G 4
Accession 0000921895-23-002725
Filed
Dec 6, 7:00 PM ET
Accepted
Dec 7, 5:29 PM ET
Size
16.7 KB
Accession
0000921895-23-002725
Insider Transaction Report
- Gift
Common Units no par value
2023-12-01−778,707→ 0 total(indirect: By 2020 GRAT #4)
- 2,006,387(indirect: By LLC)
Common Units no par value
- 828,024
Common Units no par value
- 20,000(indirect: By Son)
Common Units no par value
- 5,279,428(indirect: By Steel Partners, Ltd.)
Common Units no par value
- 1,485,000(indirect: By LLC)
Common Units no par value
- 416,948
6% Series A Preferred Units
- Gift
Common Units no par value
2023-12-01−778,707→ 0 total(indirect: By 2020 GRAT #4)
- 20,000(indirect: By Son)
Common Units no par value
- 828,024
Common Units no par value
- 416,948
6% Series A Preferred Units
- 2,006,387(indirect: By LLC)
Common Units no par value
- 5,279,428(indirect: By Steel Partners, Ltd.)
Common Units no par value
- 1,485,000(indirect: By LLC)
Common Units no par value
- Gift
Common Units no par value
2023-12-01−778,707→ 0 total(indirect: By 2020 GRAT #4)
- 1,485,000(indirect: By LLC)
Common Units no par value
- 2,006,387(indirect: By LLC)
Common Units no par value
- 416,948
6% Series A Preferred Units
- 828,024
Common Units no par value
- 20,000(indirect: By Son)
Common Units no par value
- 5,279,428(indirect: By Steel Partners, Ltd.)
Common Units no par value
- Gift
Common Units no par value
2023-12-01−778,707→ 0 total(indirect: By 2020 GRAT #4)
- 828,024
Common Units no par value
- 2,006,387(indirect: By LLC)
Common Units no par value
- 20,000(indirect: By Son)
Common Units no par value
- 5,279,428(indirect: By Steel Partners, Ltd.)
Common Units no par value
- 1,485,000(indirect: By LLC)
Common Units no par value
- 416,948
6% Series A Preferred Units
Footnotes (7)
- [F1]This Form 4 is filed jointly by WGL Capital LLC ("WGL"), Steel Partners, Ltd. ("SPL"), SPH SPV-I LLC ("SPH SPV") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein.
- [F2]The Form 4 filed by the Reporting Persons on May 4, 2023 discloses ownership of 867,730 Common Units held directly by the 2020 GRAT#4 (as defined below) and 739,001 Common Units held directly by Mr. Lichtenstein. Mr. Lichtenstein is the sole trustee and sole annuitant of the 2020 GRAT#4. Since the filing of the Form 4, 89,023 Common Units held directly by the 2020 GRAT#4 were transferred to Mr. Lichtenstein.
- [F3]Mr. Lichtenstein, as the Chief Executive Officer of SPL, may be deemed to beneficially own the Common Units owned directly by SPL.
- [F4]Mr. Lichtenstein, as the Managing Member of SPH SPV, may be deemed to beneficially own the Common Units owned directly by SPH SPV.
- [F5]SPL, as the sole Member of WGL, and Mr. Lichtenstein, as the Manager of WGL and the Chief Executive Officer of SPL, may be deemed to beneficially own the Common Units owned directly by WGL.
- [F6]Represents Common Units held by a grantor retained annuity trust ("2020 GRAT#4"). Mr. Lichtenstein, as the sole trustee and sole annuitant of the 2020 GRAT#4, may be deemed to beneficially own the securities held by the 2020 GRAT#4.
- [F7]Mr. Lichtenstein disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that Mr. Lichtenstein is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
Documents
Issuer
STEEL PARTNERS HOLDINGS L.P.
CIK 0001452857
Related Parties
1- filerCIK 0001005784
Filing Metadata
- Form type
- 4
- Filed
- Dec 6, 7:00 PM ET
- Accepted
- Dec 7, 5:29 PM ET
- Size
- 16.7 KB