4//SEC Filing
BIGGER CAPITAL FUND L P 4
Accession 0000921895-24-002277
CIK 0001534708other
Filed
Oct 9, 8:00 PM ET
Accepted
Oct 10, 8:30 PM ET
Size
42.5 KB
Accession
0000921895-24-002277
Insider Transaction Report
Form 4
Bigger Michael
10% Owner
Transactions
- Sale
Common Stock
2024-09-05$1.81/sh−150,000$271,500→ 150,000 total(indirect: By LLC) - Sale
Common Stock
2024-09-05$2.42/sh−296,722$717,771→ 0 total(indirect: By LLC) - Sale
Common Stock
2024-09-05$2.28/sh−150,000$341,400→ 450,000 total(indirect: By LLC) - Sale
Common Stock
2024-09-05$1.45/sh−150,000$217,200→ 0 total(indirect: By LLC) - Sale
Common Stock
2024-09-05$2.25/sh−157,369$353,608→ 600,000 total(indirect: By LLC) - Sale
Common Stock
2024-09-05$2.00/sh−150,000$299,850→ 300,000 total(indirect: By LLC) - Conversion
Common Stock
2024-09-05$3.05/sh+757,369$2,309,975→ 757,369 total(indirect: By LLC) - Conversion
Series C Preferred Stock
2024-09-05−82,414→ 117,586 total(indirect: By LLC)Exercise: $3.05→ Common Stock (757,369 underlying)
Holdings
- 22,500(indirect: District 2 Capital Fund LP)
Amended and Restated Warrant
Exercise: $33.08From: 2023-09-29Exp: 2028-09-29→ Common Stock (22,500 underlying) - 65,458(indirect: District 2 Capital Fund LP)
Amended and Restated Secured Convertible Promissory Note
Exercise: $3.05From: 2023-09-29Exp: 2025-03-31→ Common Stock (65,458 underlying) - 22,500(indirect: Bigger Capital Fund, LP)
Amended and Restated Warrant
Exercise: $33.08From: 2023-09-29Exp: 2028-09-29→ Common Stock (22,500 underlying) - 4,808(indirect: Bigger Capital Fund, LP)
Common Stock
- 4,808(indirect: District 2 Capital Fund LP)
Common Stock
- 65,458(indirect: Bigger Capital Fund, LP)
Amended and Restated Secured Convertible Promissory Note
Exercise: $3.05From: 2023-09-29Exp: 2025-03-31→ Common Stock (65,458 underlying)
District 2 Capital LP
10% Owner
Transactions
- Sale
Common Stock
2024-09-05$2.28/sh−150,000$341,400→ 450,000 total(indirect: By LLC) - Sale
Common Stock
2024-09-05$1.45/sh−150,000$217,200→ 0 total(indirect: By LLC) - Sale
Common Stock
2024-09-05$2.42/sh−296,722$717,771→ 0 total(indirect: By LLC) - Conversion
Common Stock
2024-09-05$3.05/sh+757,369$2,309,975→ 757,369 total(indirect: By LLC) - Sale
Common Stock
2024-09-05$2.25/sh−157,369$353,608→ 600,000 total(indirect: By LLC) - Conversion
Series C Preferred Stock
2024-09-05−82,414→ 117,586 total(indirect: By LLC)Exercise: $3.05→ Common Stock (757,369 underlying) - Sale
Common Stock
2024-09-05$2.00/sh−150,000$299,850→ 300,000 total(indirect: By LLC) - Sale
Common Stock
2024-09-05$1.81/sh−150,000$271,500→ 150,000 total(indirect: By LLC)
Holdings
- 65,458(indirect: Bigger Capital Fund, LP)
Amended and Restated Secured Convertible Promissory Note
Exercise: $3.05From: 2023-09-29Exp: 2025-03-31→ Common Stock (65,458 underlying) - 4,808(indirect: Bigger Capital Fund, LP)
Common Stock
- 22,500(indirect: Bigger Capital Fund, LP)
Amended and Restated Warrant
Exercise: $33.08From: 2023-09-29Exp: 2028-09-29→ Common Stock (22,500 underlying) - 4,808(indirect: District 2 Capital Fund LP)
Common Stock
- 65,458(indirect: District 2 Capital Fund LP)
Amended and Restated Secured Convertible Promissory Note
Exercise: $3.05From: 2023-09-29Exp: 2025-03-31→ Common Stock (65,458 underlying) - 22,500(indirect: District 2 Capital Fund LP)
Amended and Restated Warrant
Exercise: $33.08From: 2023-09-29Exp: 2028-09-29→ Common Stock (22,500 underlying)
District 2 GP LLC
10% Owner
Transactions
- Sale
Common Stock
2024-09-05$2.25/sh−157,369$353,608→ 600,000 total(indirect: By LLC) - Sale
Common Stock
2024-09-05$1.81/sh−150,000$271,500→ 150,000 total(indirect: By LLC) - Conversion
Common Stock
2024-09-05$3.05/sh+757,369$2,309,975→ 757,369 total(indirect: By LLC) - Sale
Common Stock
2024-09-05$2.42/sh−296,722$717,771→ 0 total(indirect: By LLC) - Sale
Common Stock
2024-09-05$2.28/sh−150,000$341,400→ 450,000 total(indirect: By LLC) - Sale
Common Stock
2024-09-05$2.00/sh−150,000$299,850→ 300,000 total(indirect: By LLC) - Sale
Common Stock
2024-09-05$1.45/sh−150,000$217,200→ 0 total(indirect: By LLC) - Conversion
Series C Preferred Stock
2024-09-05−82,414→ 117,586 total(indirect: By LLC)Exercise: $3.05→ Common Stock (757,369 underlying)
Holdings
- 65,458(indirect: Bigger Capital Fund, LP)
Amended and Restated Secured Convertible Promissory Note
Exercise: $3.05From: 2023-09-29Exp: 2025-03-31→ Common Stock (65,458 underlying) - 65,458(indirect: District 2 Capital Fund LP)
Amended and Restated Secured Convertible Promissory Note
Exercise: $3.05From: 2023-09-29Exp: 2025-03-31→ Common Stock (65,458 underlying) - 4,808(indirect: Bigger Capital Fund, LP)
Common Stock
- 4,808(indirect: District 2 Capital Fund LP)
Common Stock
- 22,500(indirect: Bigger Capital Fund, LP)
Amended and Restated Warrant
Exercise: $33.08From: 2023-09-29Exp: 2028-09-29→ Common Stock (22,500 underlying) - 22,500(indirect: District 2 Capital Fund LP)
Amended and Restated Warrant
Exercise: $33.08From: 2023-09-29Exp: 2028-09-29→ Common Stock (22,500 underlying)
District 2 Holdings LLC
10% Owner
Transactions
- Sale
Common Stock
2024-09-05$2.25/sh−157,369$353,608→ 600,000 total(indirect: By LLC) - Sale
Common Stock
2024-09-05$2.00/sh−150,000$299,850→ 300,000 total(indirect: By LLC) - Sale
Common Stock
2024-09-05$2.42/sh−296,722$717,771→ 0 total(indirect: By LLC) - Sale
Common Stock
2024-09-05$1.81/sh−150,000$271,500→ 150,000 total(indirect: By LLC) - Conversion
Series C Preferred Stock
2024-09-05−82,414→ 117,586 total(indirect: By LLC)Exercise: $3.05→ Common Stock (757,369 underlying) - Conversion
Common Stock
2024-09-05$3.05/sh+757,369$2,309,975→ 757,369 total(indirect: By LLC) - Sale
Common Stock
2024-09-05$2.28/sh−150,000$341,400→ 450,000 total(indirect: By LLC) - Sale
Common Stock
2024-09-05$1.45/sh−150,000$217,200→ 0 total(indirect: By LLC)
Holdings
- 4,808(indirect: Bigger Capital Fund, LP)
Common Stock
- 4,808(indirect: District 2 Capital Fund LP)
Common Stock
- 65,458(indirect: Bigger Capital Fund, LP)
Amended and Restated Secured Convertible Promissory Note
Exercise: $3.05From: 2023-09-29Exp: 2025-03-31→ Common Stock (65,458 underlying) - 22,500(indirect: Bigger Capital Fund, LP)
Amended and Restated Warrant
Exercise: $33.08From: 2023-09-29Exp: 2028-09-29→ Common Stock (22,500 underlying) - 22,500(indirect: District 2 Capital Fund LP)
Amended and Restated Warrant
Exercise: $33.08From: 2023-09-29Exp: 2028-09-29→ Common Stock (22,500 underlying) - 65,458(indirect: District 2 Capital Fund LP)
Amended and Restated Secured Convertible Promissory Note
Exercise: $3.05From: 2023-09-29Exp: 2025-03-31→ Common Stock (65,458 underlying)
B.A.D. Company, LLC
10% Owner
Transactions
- Sale
Common Stock
2024-09-05$2.42/sh−296,722$717,771→ 0 total(indirect: By LLC) - Conversion
Common Stock
2024-09-05$3.05/sh+757,369$2,309,975→ 757,369 total(indirect: By LLC) - Sale
Common Stock
2024-09-05$2.25/sh−157,369$353,608→ 600,000 total(indirect: By LLC) - Sale
Common Stock
2024-09-05$2.00/sh−150,000$299,850→ 300,000 total(indirect: By LLC) - Sale
Common Stock
2024-09-05$1.81/sh−150,000$271,500→ 150,000 total(indirect: By LLC) - Conversion
Series C Preferred Stock
2024-09-05−82,414→ 117,586 total(indirect: By LLC)Exercise: $3.05→ Common Stock (757,369 underlying) - Sale
Common Stock
2024-09-05$1.45/sh−150,000$217,200→ 0 total(indirect: By LLC) - Sale
Common Stock
2024-09-05$2.28/sh−150,000$341,400→ 450,000 total(indirect: By LLC)
Holdings
- 22,500(indirect: Bigger Capital Fund, LP)
Amended and Restated Warrant
Exercise: $33.08From: 2023-09-29Exp: 2028-09-29→ Common Stock (22,500 underlying) - 4,808(indirect: District 2 Capital Fund LP)
Common Stock
- 65,458(indirect: Bigger Capital Fund, LP)
Amended and Restated Secured Convertible Promissory Note
Exercise: $3.05From: 2023-09-29Exp: 2025-03-31→ Common Stock (65,458 underlying) - 22,500(indirect: District 2 Capital Fund LP)
Amended and Restated Warrant
Exercise: $33.08From: 2023-09-29Exp: 2028-09-29→ Common Stock (22,500 underlying) - 4,808(indirect: Bigger Capital Fund, LP)
Common Stock
- 65,458(indirect: District 2 Capital Fund LP)
Amended and Restated Secured Convertible Promissory Note
Exercise: $3.05From: 2023-09-29Exp: 2025-03-31→ Common Stock (65,458 underlying)
District 2 Capital Fund LP
10% Owner
Transactions
- Sale
Common Stock
2024-09-05$2.25/sh−157,369$353,608→ 600,000 total(indirect: By LLC) - Sale
Common Stock
2024-09-05$2.28/sh−150,000$341,400→ 450,000 total(indirect: By LLC) - Sale
Common Stock
2024-09-05$2.00/sh−150,000$299,850→ 300,000 total(indirect: By LLC) - Sale
Common Stock
2024-09-05$1.81/sh−150,000$271,500→ 150,000 total(indirect: By LLC) - Conversion
Series C Preferred Stock
2024-09-05−82,414→ 117,586 total(indirect: By LLC)Exercise: $3.05→ Common Stock (757,369 underlying) - Conversion
Common Stock
2024-09-05$3.05/sh+757,369$2,309,975→ 757,369 total(indirect: By LLC) - Sale
Common Stock
2024-09-05$2.42/sh−296,722$717,771→ 0 total(indirect: By LLC) - Sale
Common Stock
2024-09-05$1.45/sh−150,000$217,200→ 0 total(indirect: By LLC)
Holdings
- 4,808(indirect: District 2 Capital Fund LP)
Common Stock
- 22,500(indirect: Bigger Capital Fund, LP)
Amended and Restated Warrant
Exercise: $33.08From: 2023-09-29Exp: 2028-09-29→ Common Stock (22,500 underlying) - 65,458(indirect: Bigger Capital Fund, LP)
Amended and Restated Secured Convertible Promissory Note
Exercise: $3.05From: 2023-09-29Exp: 2025-03-31→ Common Stock (65,458 underlying) - 65,458(indirect: District 2 Capital Fund LP)
Amended and Restated Secured Convertible Promissory Note
Exercise: $3.05From: 2023-09-29Exp: 2025-03-31→ Common Stock (65,458 underlying) - 22,500(indirect: District 2 Capital Fund LP)
Amended and Restated Warrant
Exercise: $33.08From: 2023-09-29Exp: 2028-09-29→ Common Stock (22,500 underlying) - 4,808(indirect: Bigger Capital Fund, LP)
Common Stock
BIGGER CAPITAL FUND L P
10% Owner
Transactions
- Conversion
Common Stock
2024-09-05$3.05/sh+757,369$2,309,975→ 757,369 total(indirect: By LLC) - Sale
Common Stock
2024-09-05$1.81/sh−150,000$271,500→ 150,000 total(indirect: By LLC) - Sale
Common Stock
2024-09-05$1.45/sh−150,000$217,200→ 0 total(indirect: By LLC) - Sale
Common Stock
2024-09-05$2.25/sh−157,369$353,608→ 600,000 total(indirect: By LLC) - Sale
Common Stock
2024-09-05$2.42/sh−296,722$717,771→ 0 total(indirect: By LLC) - Sale
Common Stock
2024-09-05$2.28/sh−150,000$341,400→ 450,000 total(indirect: By LLC) - Sale
Common Stock
2024-09-05$2.00/sh−150,000$299,850→ 300,000 total(indirect: By LLC) - Conversion
Series C Preferred Stock
2024-09-05−82,414→ 117,586 total(indirect: By LLC)Exercise: $3.05→ Common Stock (757,369 underlying)
Holdings
- 65,458(indirect: District 2 Capital Fund LP)
Amended and Restated Secured Convertible Promissory Note
Exercise: $3.05From: 2023-09-29Exp: 2025-03-31→ Common Stock (65,458 underlying) - 4,808(indirect: Bigger Capital Fund, LP)
Common Stock
- 22,500(indirect: District 2 Capital Fund LP)
Amended and Restated Warrant
Exercise: $33.08From: 2023-09-29Exp: 2028-09-29→ Common Stock (22,500 underlying) - 4,808(indirect: District 2 Capital Fund LP)
Common Stock
- 65,458(indirect: Bigger Capital Fund, LP)
Amended and Restated Secured Convertible Promissory Note
Exercise: $3.05From: 2023-09-29Exp: 2025-03-31→ Common Stock (65,458 underlying) - 22,500(indirect: Bigger Capital Fund, LP)
Amended and Restated Warrant
Exercise: $33.08From: 2023-09-29Exp: 2028-09-29→ Common Stock (22,500 underlying)
Bigger Capital Fund GP, LLC
10% Owner
Transactions
- Conversion
Series C Preferred Stock
2024-09-05−82,414→ 117,586 total(indirect: By LLC)Exercise: $3.05→ Common Stock (757,369 underlying) - Sale
Common Stock
2024-09-05$2.42/sh−296,722$717,771→ 0 total(indirect: By LLC) - Sale
Common Stock
2024-09-05$2.00/sh−150,000$299,850→ 300,000 total(indirect: By LLC) - Sale
Common Stock
2024-09-05$1.45/sh−150,000$217,200→ 0 total(indirect: By LLC) - Conversion
Common Stock
2024-09-05$3.05/sh+757,369$2,309,975→ 757,369 total(indirect: By LLC) - Sale
Common Stock
2024-09-05$2.25/sh−157,369$353,608→ 600,000 total(indirect: By LLC) - Sale
Common Stock
2024-09-05$1.81/sh−150,000$271,500→ 150,000 total(indirect: By LLC) - Sale
Common Stock
2024-09-05$2.28/sh−150,000$341,400→ 450,000 total(indirect: By LLC)
Holdings
- 4,808(indirect: District 2 Capital Fund LP)
Common Stock
- 22,500(indirect: District 2 Capital Fund LP)
Amended and Restated Warrant
Exercise: $33.08From: 2023-09-29Exp: 2028-09-29→ Common Stock (22,500 underlying) - 4,808(indirect: Bigger Capital Fund, LP)
Common Stock
- 65,458(indirect: District 2 Capital Fund LP)
Amended and Restated Secured Convertible Promissory Note
Exercise: $3.05From: 2023-09-29Exp: 2025-03-31→ Common Stock (65,458 underlying) - 22,500(indirect: Bigger Capital Fund, LP)
Amended and Restated Warrant
Exercise: $33.08From: 2023-09-29Exp: 2028-09-29→ Common Stock (22,500 underlying) - 65,458(indirect: Bigger Capital Fund, LP)
Amended and Restated Secured Convertible Promissory Note
Exercise: $3.05From: 2023-09-29Exp: 2025-03-31→ Common Stock (65,458 underlying)
Bigger Capital, LLC
10% Owner
Transactions
- Sale
Common Stock
2024-09-05$2.42/sh−296,722$717,771→ 0 total(indirect: By LLC) - Sale
Common Stock
2024-09-05$2.28/sh−150,000$341,400→ 450,000 total(indirect: By LLC) - Sale
Common Stock
2024-09-05$2.00/sh−150,000$299,850→ 300,000 total(indirect: By LLC) - Sale
Common Stock
2024-09-05$1.45/sh−150,000$217,200→ 0 total(indirect: By LLC) - Sale
Common Stock
2024-09-05$2.25/sh−157,369$353,608→ 600,000 total(indirect: By LLC) - Conversion
Common Stock
2024-09-05$3.05/sh+757,369$2,309,975→ 757,369 total(indirect: By LLC) - Sale
Common Stock
2024-09-05$1.81/sh−150,000$271,500→ 150,000 total(indirect: By LLC) - Conversion
Series C Preferred Stock
2024-09-05−82,414→ 117,586 total(indirect: By LLC)Exercise: $3.05→ Common Stock (757,369 underlying)
Holdings
- 4,808(indirect: Bigger Capital Fund, LP)
Common Stock
- 4,808(indirect: District 2 Capital Fund LP)
Common Stock
- 22,500(indirect: District 2 Capital Fund LP)
Amended and Restated Warrant
Exercise: $33.08From: 2023-09-29Exp: 2028-09-29→ Common Stock (22,500 underlying) - 65,458(indirect: District 2 Capital Fund LP)
Amended and Restated Secured Convertible Promissory Note
Exercise: $3.05From: 2023-09-29Exp: 2025-03-31→ Common Stock (65,458 underlying) - 65,458(indirect: Bigger Capital Fund, LP)
Amended and Restated Secured Convertible Promissory Note
Exercise: $3.05From: 2023-09-29Exp: 2025-03-31→ Common Stock (65,458 underlying) - 22,500(indirect: Bigger Capital Fund, LP)
Amended and Restated Warrant
Exercise: $33.08From: 2023-09-29Exp: 2028-09-29→ Common Stock (22,500 underlying)
Footnotes (11)
- [F1]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.38 to $2.505.
- [F10]These securities are directly held by District 2 CF. District 2 Capital LP ("District 2"), as the investment manager of District 2 CF, may be deemed to beneficially own the securities directly held by District 2 CF. District 2 GP LLC ("District 2 GP"), as the general partner of District 2 CF, may be deemed to beneficially own the securities direclty held by District 2 CF. District 2 Holdings LLC ("District 2 Holdings"), as the managing member of District 2 GP, may be deemed to beneficially own the securities held by District 2 CF. Michael Bigger, as the managing member of District 2 Holdings, may be deemed to beneficially own the securities owned by District 2 CF.
- [F11]The Series C Preferred Stock is convertible at any time, at the holder's election, and has no expiration date.
- [F2]The Reporting Persons listed on this Form 4 may be deemed members of a group holding equity securities of the Issuer. This filing shall not be deemed to be an affirmation that such a group exists for purposes of the Securities Exchange Act of 1934, as amended, or for any other purpose or that any such Reporting Person is a beneficial owner of securities of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.
- [F3]These securities are directly held by The B.A.D. Company, LLC ("B.A.D"). The members of B.A.D. are Bigger Capital Fund, LP ("Bigger Capital"), District 2 Capital Fund LP ("District 2 CF") and other entities. The Manager of B.A.D. is Bigger Capital, LLC, which has voting and dispositive power over the securities directly held by B.A.D. Michael Bigger, as the managing member of Bigger Capital, LLC, may be deemed to beneficially own the securities owned by B.A.D.
- [F4]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.12 to $2.34.
- [F5]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.17 to $2.35.
- [F6]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.84 to $2.19.
- [F7]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.41 to $1.93.
- [F8]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.38 to $1.48.
- [F9]These securities are directly held by Bigger Capital. Bigger Capital Fund GP, LLC ("Bigger GP"), as the general partner of Bigger Capital, may be deemed to beneficially own the securities directly held by Bigger Capital. Michael Bigger, as the managing member of Bigger GP, may be deemed to beneficially own the securities held directly by Bigger Capital.
Documents
Issuer
Eastside Distilling, Inc.
CIK 0001534708
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001288478
Filing Metadata
- Form type
- 4
- Filed
- Oct 9, 8:00 PM ET
- Accepted
- Oct 10, 8:30 PM ET
- Size
- 42.5 KB