4//SEC Filing
Lazar David E. 4
Accession 0000921895-25-000728
CIK 0001467761other
Filed
Mar 9, 8:00 PM ET
Accepted
Mar 10, 5:35 PM ET
Size
11.2 KB
Accession
0000921895-25-000728
Insider Transaction Report
Form 4
FiEE, Inc.MINM
Lazar David E.
Director10% Owner
Transactions
- Sale
Series A Convertible Preferred Stock
2025-02-18−2,219,447→ 85,910 totalFrom: 2025-02-18→ Common Stock (3,107,226 underlying) - Sale
Warrants
2025-02-18−2,800,000→ 0 totalExercise: $1.00From: 2024-01-29Exp: 2029-01-29→ Common Stock (2,800,000 underlying) - Award
Common Stock
2025-02-18+1,200,000→ 2,681,980 total
Footnotes (5)
- [F1]Shares acquired pursuant to an Amended and Restated Securities Purchase Agreement (the "Purchase Agreement") by and among the Reporting Person, FiEE, Inc. (the "Issuer") and certain purchasers party thereto (the "Purchasers"), pursuant to which the Reporting Person (i) acquired 1,200,000 newly issued shares of common stock of the Issuer and (ii) sold (A) 2,219,447 shares of Series A Convertible Preferred Stock ("Series A Preferred Stock") and (B) a warrant to purchase up to an additional 2,800,000 shares of common stock, in exchange for an aggregate purchase price of $500,000 paid by the Purchasers to the Issuer, as fully set forth in the Purchase Agreement.
- [F2]The shares of Series A Preferred Stock are convertible at any time at the option of the holder for no additional consideration.
- [F3]The Series A Preferred Stock is perpetual and therefore has no expiration date.
- [F4]Shares sold pursuant to the Purchase Agreement by and among the Reporting Person, the Issuer and the Purchasers, pursuant to which the Reporting Person (i) acquired 1,200,000 newly issued shares of common stock of the Issuer and (ii) sold (A) 2,219,447 shares of Series A Preferred Stock and (B) a warrant to purchase up to an additional 2,800,000 shares of common stock, in exchange for an aggregate purchase price of $500,000 paid by the Purchasers to the Issuer, as fully set forth in the Purchase Agreement.
- [F5]Warrants sold pursuant to the Purchase Agreement by and among the Reporting Person, the Issuer and the Purchasers, pursuant to which the Reporting Person (i) acquired 1,200,000 newly issued shares of common stock of the Issuer and (ii) sold (A) 2,219,447 shares of Series A Preferred Stock and (B) a warrant to purchase up to an additional 2,800,000 shares of common stock, in exchange for an aggregate purchase price of $500,000 paid by the Purchasers to the Issuer, as fully set forth in the Purchase Agreement.
Documents
Issuer
FiEE, Inc.
CIK 0001467761
Entity typeother
Related Parties
1- filerCIK 0001932843
Filing Metadata
- Form type
- 4
- Filed
- Mar 9, 8:00 PM ET
- Accepted
- Mar 10, 5:35 PM ET
- Size
- 11.2 KB