13F-HR 1 kl05020_13f-hr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT TO SECTION 13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER Report for the Calendar Year or Quarter Ended April 30, 2001 -------------------------------------------------------------------------------- (Please read instructions before preparing form.) -------------------------------------------------------------------------------- If amended report check here: |_| Dickstein Partners Inc. -------------------------------------------------------------------------------- Name of Institutional Investment Manager 660 Madison Avenue, 16th Floor New York New York 10021 -------------------------------------------------------------------------------- Business Address (Street) (City) (State) (Zip) -------------------------------------------------------------------------------- Leigh Waxman, (212) 754-4000, Vice President -------------------------------------------------------------------------------- Name, Phone No., and Title of Person Duly Authorized to Submit This Report ATTENTION -------------------------------------------------------------------------------- Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). -------------------------------------------------------------------------------- The institutional investment manager submitting this Form and its attachments and the person by whom it is signed represent hereby that all information contained therein is true, correct and complete. It is understood that all required items, statements and schedules are considered integral parts of this Form and that the submission of any amendment represents that all unamended items, statements and schedules remain true, correct and complete as previously submitted. Pursuant to the requirements of Securities Exchange Act of 1934, the undersigned institutional investment manager has caused this report to be signed on its behalf in the City of New York and State of New York on the 15th day of May, 2001. DICKSTEIN PARTNERS INC. ------------------------------------------ (Name of Institutional Investment Manager) /s/ Leigh Waxman ------------------------------------------ Manual Signature of Person Duly Authorized to Submit this Report Name and 13F file numbers of ALL Institutional Investment Managers with respect to which this schedule is filed (other than the one filing this report): (List in alphabetical order.) 13F File Numbers will be assigned to Institutional Investment Managers after they file their first report. Name: 13F File No.: Name: 13F File No.: ----------------------------- ---------------- -------------- ------------- 1. Dickstein & Co., L.P. 28-4218 6. ----------------------------- ---------------- -------------- ------------- 2. Dickstein Partners, L.P. 28-4098 7. ----------------------------- ---------------- -------------- ------------- 3. Mark Dickstein 28-4210 8. ----------------------------- ---------------- -------------- ------------- 4. 9. ----------------------------- ---------------- -------------- ------------- 5. 10. ----------------------------- ---------------- -------------- -------------

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT TO SECTION 13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER Report for the Calendar Year or Quarter Ended April 30, 2001. -------------------------------------------------------------------------------- (Please read instructions before preparing form.) -------------------------------------------------------------------------------- If amended report check here: |_| Dickstein & Co., L.P. -------------------------------------------------------------------------------- Name of Institutional Investment Manager 660 Madison Avenue, 16th Floor New York, New York 10021 -------------------------------------------------------------------------------- Business Address (Street) (City) (State) (Zip) -------------------------------------------------------------------------------- Leigh Waxman, (212) 754-4000, Vice President of Dickstein Partners Inc., the general partner of the general partner of Dickstein & Co., L.P. -------------------------------------------------------------------------------- Name, Phone No., and Title of Person Duly Authorized to Submit This Report ATTENTION -------------------------------------------------------------------------------- Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). -------------------------------------------------------------------------------- The institutional investment manager submitting this Form and its attachments and the person by whom it is signed represent hereby that all information contained therein is true, correct and complete. It is understood that all required items, statements and schedules are considered integral parts of this Form and that the submission of any amendment represents that all unamended items, statements and schedules remain true, correct and complete as previously submitted. Pursuant to the requirements of Securities Exchange Act of 1934, the undersigned institutional investment manager has caused this report to be signed on its behalf in the City of New York and State of New York on the 15th day of May, 2001. DICKSTEIN & CO., L.P. ------------------------------------------ (Name of Institutional Investment Manager) /s/ Leigh Waxman ------------------------------------------ Manual Signature of Person Duly Authorized to Submit this Report Name and 13F file numbers of ALL Institutional Investment Managers with respect to which this schedule is filed (other than the one filing this report): (List in alphabetical order.) 13F File Numbers will be assigned to Institutional Investment Managers after they file their first report. Name: 13F File No.: Name: 13F File No.: ----------------------------- ---------------- -------------- ------------- 1. 6. ----------------------------- ---------------- -------------- ------------- 2. 7. ----------------------------- ---------------- -------------- ------------- 3. 8. ----------------------------- ---------------- -------------- ------------- 4. 9. ----------------------------- ---------------- -------------- ------------- 5. 10. ----------------------------- ---------------- -------------- ------------- Pursuant to General Instruction B to Form 13F, the securities over which Dickstein & Co., L.P. exercises investment discretion are reported on its behalf on the Form 13F, of even date, filed by Dickstein Partners Inc. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT TO SECTION 13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER Report for the Calendar Year or Quarter Ended April 30, 2001. -------------------------------------------------------------------------------- (Please read instructions before preparing form.) -------------------------------------------------------------------------------- If amended report check here: |_| Dickstein Partners, L.P. -------------------------------------------------------------------------------- Name of Institutional Investment Manager 660 Madison Avenue, 16th Floor New York, New York 10021 -------------------------------------------------------------------------------- Business Address (Street) (City) (State) (Zip) -------------------------------------------------------------------------------- Leigh Waxman, (212) 754-4000, VP of Dickstein Partners Inc., the general partner of Dickstein Partners, L.P. -------------------------------------------------------------------------------- Name, Phone No., and Title of Person Duly Authorized to Submit This Report ATTENTION -------------------------------------------------------------------------------- Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). -------------------------------------------------------------------------------- The institutional investment manager submitting this Form and its attachments and the person by whom it is signed represent hereby that all information contained therein is true, correct and complete. It is understood that all required items, statements and schedules are considered integral parts of this Form and that the submission of any amendment represents that all unamended items, statements and schedules remain true, correct and complete as previously submitted. Pursuant to the requirements of Securities Exchange Act of 1934, the undersigned institutional investment manager has caused this report to be signed on its behalf in the City of New York and State of New York on the 15th day of May, 2001. DICKSTEIN PARTNERS, L.P. ------------------------------------------ (Name of Institutional Investment Manager) /s/ Leigh Waxman ------------------------------------------ Manual Signature of Person Duly Authorized to Submit this Report Name and 13F file numbers of ALL Institutional Investment Managers with respect to which this schedule is filed (other than the one filing this report): (List in alphabetical order.) 13F File Numbers will be assigned to Institutional Investment Managers after they file their first report. Name: 13F File No.: Name: 13F File No.: ----------------------------- ---------------- -------------- ------------- 1. 6. ----------------------------- ---------------- -------------- ------------- 2. 7. ----------------------------- ---------------- -------------- ------------- 3. 8. ----------------------------- ---------------- -------------- ------------- 4. 9. ----------------------------- ---------------- -------------- ------------- 5. 10. ----------------------------- ---------------- -------------- ------------- Pursuant to General Instruction B to Form 13F, the securities over which Dickstein Partners, L.P. exercises investment discretion are reported on its behalf on the Form 13F, of even date, filed by Dickstein Partners Inc. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT TO SECTION 13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER Report for the Calendar Year or Quarter Ended April 30, 2001. -------------------------------------------------------------------------------- (Please read instructions before preparing form.) -------------------------------------------------------------------------------- If amended report check here: |_| Mark Dickstein -------------------------------------------------------------------------------- Name of Institutional Investment Manager 660 Madison Avenue, 16th Floor New York, New York 10021 -------------------------------------------------------------------------------- Business Address (Street) (City) (State) (Zip) -------------------------------------------------------------------------------- Mark Dickstein, (212) 754-4000, -------------------------------------------------------------------------------- Name, Phone No., and Title of Person Duly Authorized to Submit This Report ATTENTION -------------------------------------------------------------------------------- Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). -------------------------------------------------------------------------------- The institutional investment manager submitting this Form and its attachments and the person by whom it is signed represent hereby that all information contained therein is true, correct and complete. It is understood that all required items, statements and schedules are considered integral parts of this Form and that the submission of any amendment represents that all unamended items, statements and schedules remain true, correct and complete as previously submitted. Pursuant to the requirements of Securities Exchange Act of 1934, the undersigned institutional investment manager has caused this report to be signed on its behalf in the City of New York and State of New York on the 15th day of May, 2001. MARK DICKSTEIN ------------------------------------------ (Name of Institutional Investment Manager) /s/ Mark Dickstein ------------------------------------------ Manual Signature of Person Duly Authorized to Submit this Report Name and 13F file numbers of ALL Institutional Investment Managers with respect to which this schedule is filed (other than the one filing this report): (List in alphabetical order.) 13F File Numbers will be assigned to Institutional Investment Managers after they file their first report. Name: 13F File No.: Name: 13F File No.: ----------------------------- ---------------- -------------- ------------- 1. 6. ----------------------------- ---------------- -------------- ------------- 2. 7. ----------------------------- ---------------- -------------- ------------- 3. 8. ----------------------------- ---------------- -------------- ------------- 4. 9. ----------------------------- ---------------- -------------- ------------- 5. 10. ----------------------------- ---------------- -------------- ------------- Pursuant to General Instruction B to Form 13F, the securities over which Mark Dickstein exercises investment discretion are reported on his behalf on the Form 13F, of even date, filed by Dickstein Partners Inc.

DICKSTEIN PARTNERS INC 13F-HR