4//SEC Filing
SCHROEDER HORST W 4
Accession 0000922907-05-000041
CIK 0000849667other
Filed
Jan 19, 7:00 PM ET
Accepted
Jan 20, 3:51 PM ET
Size
17.7 KB
Accession
0000922907-05-000041
Insider Transaction Report
Form 4
SCHROEDER HORST W
Director
Transactions
- Tax Payment
Class A Convertible Common Stock, par value $0.001 per share
2005-01-19$21.45/sh−87$1,866→ 123,701 total
Holdings
- 50,000
Employee Stock Option (right to buy)
Exercise: $25.00From: 1999-10-21Exp: 2009-10-21→ Class A Common Stock (50,000 underlying) - 30,000
Employee Stock Option (right to buy)
Exercise: $18.50Exp: 2010-09-28→ Class A Common Stock (30,000 underlying) - 75,000
Employee Stock Option (right to buy)
Exercise: $34.35Exp: 2013-01-14→ Class A Common Stock (75,000 underlying) - 15,000
Employee Stock Option (right to buy)
Exercise: $38.90Exp: 2012-10-23→ Class A Common Stock (15,000 underlying) - 5,000(indirect: By son)
Class A Convertible Common STock, par value $0.001 per share
- 275,942
Employee Stock Option (right to buy)
Exercise: $18.00Exp: 2007-10-09→ Class A Common Stock (275,942 underlying) - 88,915
Employee Stock Option (right to buy)
Exercise: $12.23Exp: 2005-07-01→ Class A Common Stock (88,915 underlying) - 21,406(indirect: By Spouse)
Class A Convertible Common Stock, par value $0.001 per share
- 8,066(indirect: By daughter)
Class A Convertible Common Stock, par value $0.001 per share
Footnotes (8)
- [F1]Pursuant to a Stockholders Agreement with certain stockholders of the corporation, the reporting person may be deemed to have shared voting and/or investment power over the shares of Class A Common Stock beneficially owned by persons subject to such agreement. The reporting person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.
- [F2]These securities are owned by Gisela I. Schroeder, Trustee of the Living Trust of Gisela I. Schroeder, U/T/I dated May 24, 1985, who is the wife of Horst W. Schroeder. Each of the other reporting persons on this Form 4 disclaims beneficial ownership except, to the extent of his/her pecuniary interest therein.
- [F3]The option vests in five equal annual installments beginning on July 1, 1996.
- [F4]The option vests in three annual installments as follows: 206,956 shares will vest on October 9, 1998, 34,493 shares will vest on October 9, 1999, and 34,493 shares will vest on October 9, 2000.
- [F5]The option vests in four equal annual installments beginning on October 21, 2000.
- [F6]The option vests 50% on September 28, 2000, and the remainder in three equal annual installments beginning on September 28, 2001.
- [F7]The option vests on October 23, 2002, and is exercisable on and after April 23, 2003.
- [F8]The option vests 25% on January 14, 2003, and the remainder in three equal annual installments beginning on January 14, 2004.
Documents
Issuer
AMERICAN ITALIAN PASTA CO
CIK 0000849667
Entity typeother
Related Parties
1- filerCIK 0001241648
Filing Metadata
- Form type
- 4
- Filed
- Jan 19, 7:00 PM ET
- Accepted
- Jan 20, 3:51 PM ET
- Size
- 17.7 KB