SCHROEDER HORST W 4

Accession 0000922907-05-000092

CIK 0000849667other

Filed

Feb 6, 7:00 PM ET

Accepted

Feb 7, 3:42 PM ET

Size

21.3 KB

Accession

0000922907-05-000092

Form 4

Period: 2005-02-04

Director

Transactions

Exercise of In-Money
Employee Stock Option (right to buy)
2005-02-04$12.23/sh−88,915$1,087,430→ 0 total
Exercise: $12.23Exp: 2005-07-01→ Class A Common Stock (88,915 underlying)
Exercise of In-Money
Class A Convertible Common Stock, par value $0.001 per share
2005-02-04$12.23/sh+88,915$1,087,430→ 212,616 total
Sale
Class A Convertible Common Stock, par value $0.001 per share
2005-02-04$26.01/sh−62,500$1,625,381→ 150,116 total

Holdings

Class A Convertible Common Stock, par value $0.001 per share
(indirect: By Spouse)
21,406
Employee Stock Option (right to buy)
Exercise: $34.35Exp: 2013-01-14→ Class A Common Stock (75,000 underlying)
75,000
Class A Convertible Common Stock, par value $0.001 per share
(indirect: By son)
5,000
Employee Stock Option (right to buy)
Exercise: $18.00Exp: 2007-10-09→ Class A Common Stock (275,942 underlying)
275,942
Employee Stock Option (right to buy)
Exercise: $25.00From: 1999-10-21Exp: 2009-10-21→ Classs A Common Stock (50,000 underlying)
50,000
Employee Stock Option (right to buy)
Exercise: $18.50Exp: 2010-09-28→ Class A Common Stock (30,000 underlying)
30,000
Class A Convertible Common Stock, par value $0.001 per share
(indirect: By daughter)
8,066
Employee Stock Option (right to buy)
Exercise: $38.90Exp: 2012-10-23→ Class A Common Stock (15,000 underlying)
15,000

Footnotes (8)

[F1]Pursuant to a Stockholders Agreement with certain stockholders of the corporation, the reporting person may be deemed to have shared voting and/or investment power over the shares of Class A Common Stock beneficially owned by persons subject to such agreement. The reporting person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.
[F2]These securities are owned by Gisela I. Schroeder, Trustee of the Living Trust of Gisela I. Schroeder, U/T/I dated May 24, 1985, who is the wife of Horst W. Schroeder. Each of the other reporting persons on this Form 4 disclaims beneficial ownership except, to the extent of his/her pecuniary interest therein.
[F3]The option vests in five equal annual installments beginning on July 1, 1996.
[F4]The option vests in three annual installments as follows: 206,956 shares will vest on October 9, 1998, 34,493 shares will vest on October 9, 1999, and 34,493 shares will vest on October 9, 2000.
[F5]The option vests in four equal annual installments beginning on October 21, 2000.
[F6]The option vests 50% on September 28, 2000, and the remainder in three equal annual installments beginning on September 28, 2001.
[F7]The option vests on October 23, 2002, and is exercisable on and after April 23, 2003.
[F8]The option vests 25% on January 14, 2003, and the remainder in three equal annual installments beginning on Januarry 14, 2004.

Documents

1 file

AMERICAN ITALIAN PASTA CO

CIK 0000849667

Entity typeother