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4//SEC Filing

GAIAM INC 4

Accession 0000922996-06-000196

$GAIACIK 0001089872operating

View on SEC.gov Company Profile

Filed

Sep 27, 8:00 PM ET

Accepted

Sep 28, 6:12 PM ET

Size

13.0 KB

Accession

0000922996-06-000196

Insider Transaction Report

Form 4

Period: 2006-09-27

Director

Transactions

Sale
Class A Common Stock
2006-09-28$12.46/sh−2,000$24,914→ 6,121 total
Exercise/Conversion
Class A Common Stocl
2006-09-28$5.00/sh+2,000$10,000→ 8,121 total
Exercise/Conversion
Class A Common Stock
2006-09-27$5.00/sh+3,000$15,000→ 9,121 total
Sale
Class A Common Stock
2006-09-27$12.03/sh−3,000$36,082→ 6,121 total
Exercise/Conversion
Stock Option (right to buy)
2006-09-28−2,000→ 0 total
Exercise: $5.00From: 1999-10-29Exp: 2006-10-29→ Class A Common Stock (2,000 underlying)
Exercise/Conversion
Stock Option (right to buy)
2006-09-27−3,000→ 2,000 total
Exercise: $5.00From: 1999-10-29Exp: 2006-10-29→ Class A Common Stock (3,000 underlying)

Footnotes (1)

[F1]Option vested on a monthlly basis commencing 10/29/1999, and is fully vested.

Documents

1 file

4
ray_f4-92906ex.xmlPrimary

Issuer

GAIAM INC

CIK 0001089872

Entity typeoperating

IncorporatedCO

Related Parties

1

filerCIK 0001089872

Filing Metadata

Form type: 4
Filed: Sep 27, 8:00 PM ET
Accepted: Sep 28, 6:12 PM ET
Size: 13.0 KB

View on SEC.gov