LIGHTING SCIENCE GROUP CORP 4
4 · LIGHTING SCIENCE GROUP CORP · Filed Jul 5, 2007
Insider Transaction Report
Form 4
SNADON DARYL N
Director
Transactions
- Award
Common Stock
2007-05-21$0.24/sh+5,742$1,378→ 2,658,612 total - Award
Common Stock
2007-05-21$0.24/sh+1,535$368→ 2,660,147 total(indirect: By Trust) - Award
Common Stock
2007-07-02$0.24/sh+34,723$8,334→ 2,696,405 total - Award
Common Stock
2007-07-02$0.31/sh+40,323$12,500→ 2,736,728 total
Footnotes (4)
- [F1]Includes (i) 187,130 shares issuable by the issuer to Mr. Snadon pursuant to the conversion of 6% Convertible Preferred Stock of the issuer; (ii) 587,715 shares issuable to Mr. Snadon pursuant to the exercise of warrants at a price of $0.30 per share; (iii) 20,000 shares issuable to Mr. Snadon pursuant to the exercise of options at a price of $0.32 per share (two-thirds of which are vested and one-third of which will vest on 2/20/08); and (iv) 50,000 shares issuable to Mr. Snadon pursuant to the exercise of options at a price of $0.53 per share (two-thirds of which are vested and one-third of which will vest on 10/31/07).
- [F2]Price is based upon the average of the closing prices for the ten days preceding the calculation of the quarterly dividend for the 6% preferred stock of the Company.
- [F3]Price is based upon the average closing price of the stock for the quarter ending March 31, 2007 as payment in lieu of cash for directors fees.
- [F4]Price is based upon the average closing price of the stock for the quarter ending June 30, 2007 as payment in lieu of cash for directors fees.