4//SEC Filing
BRACKPOOL KEITH 4
Accession 0000923876-21-000009
CIK 0000727273other
Filed
Dec 7, 7:00 PM ET
Accepted
Dec 8, 11:53 AM ET
Size
9.0 KB
Accession
0000923876-21-000009
Insider Transaction Report
Form 4
CADIZ INCCDZI
BRACKPOOL KEITH
DirectorChief Executive Officer
Transactions
- Award
Common Stock
2021-12-06$3.98/sh+20,100$79,998→ 241,298 total - Award
Common Stock
2021-12-07$4.10/sh+29,900$122,590→ 271,198 total
Holdings
- 170,000
Common Stock
→ Common Stock (170,000 underlying)
Footnotes (5)
- [F1]This transaction was executed in multiple trades at prices ranging from $3.79 to $4.00. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- [F2]This transaction was executed in multiple trades at prices ranging from $3.97 to $4.22. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- [F3]Each previously reported Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Cadiz Inc. common stock.
- [F4]85,000 of these RSUs will vest upon the Company's entering into final binding water supply agreements for delivery of at least 9,500 acre-feet per year; and 85,000 of these RSUs will vest on March 1, 2023, subject to the Reporting Person's continuing employment as of such vesting date.
- [F5]The Reporting Person disclaims beneficial ownership of these securities until such time, and to the extent, that ownership of these securities has vested.
Documents
Issuer
CADIZ INC
CIK 0000727273
Entity typeother
Related Parties
1- filerCIK 0000923876
Filing Metadata
- Form type
- 4
- Filed
- Dec 7, 7:00 PM ET
- Accepted
- Dec 8, 11:53 AM ET
- Size
- 9.0 KB