CADIZ INC·4

Dec 8, 2:19 PM ET

Grant Geoffrey T 4

4 · CADIZ INC · Filed Dec 8, 2021

Insider Transaction Report

Form 4
Period: 2021-12-07
Transactions
  • Award

    Common Stock

    2021-12-07$4.01/sh+13,911$55,783144,117 total
  • Award

    Common Stock

    2021-12-08$4.43/sh+11,089$49,124155,206 total
Holdings
  • Common Stock

    (indirect: By Trust)
    30,500
Footnotes (3)
  • [F1]This transaction was executed in multiple trades at prices ranging from $3.90 to $4.10. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  • [F2]This transaction was executed in multiple trades at prices ranging from $4.15 to $4.56. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  • [F3]These shares are held in five separate trusts, each holding 6,100 shares for the benefit of a child of the Reporting Person. The trustee of these trusts is not a member of the Reporting Person's immediate family. The Reporting Person disclaims beneficial ownership for the securities held by these trusts.

Documents

1 file
  • 4
    primary_doc.xmlPrimary

    PRIMARY DOCUMENT