4//SEC Filing
BRACKPOOL KEITH 4
Accession 0000923876-21-000013
CIK 0000727273other
Filed
Dec 15, 7:00 PM ET
Accepted
Dec 16, 10:07 AM ET
Size
6.6 KB
Accession
0000923876-21-000013
Insider Transaction Report
Form 4
CADIZ INCCDZI
BRACKPOOL KEITH
DirectorChief Executive Officer
Transactions
- Purchase
Common Stock
2021-12-15$3.78/sh+30,000$113,400→ 376,198 total
Holdings
- 170,000
Restricted Stock Unit
→ Common Stock (170,000 underlying)
Footnotes (3)
- [F1]Each previously reported Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Cadiz Inc. common stock.
- [F2]85,000 of these RSUs will vest upon the Company's entering into final binding water supply arrangement for delivery of at least 9,500 acre-feet per year; and, 85,000 of these RSUs will vest on March 1, 2023, subject to the Reporting Person's continuing employment as of such vesting date.
- [F3]The Reporting Person disclaims beneficial ownership of these securities until such time, and to the extent, that ownership of these securities has vested.
Documents
Issuer
CADIZ INC
CIK 0000727273
Entity typeother
Related Parties
1- filerCIK 0000923876
Filing Metadata
- Form type
- 4
- Filed
- Dec 15, 7:00 PM ET
- Accepted
- Dec 16, 10:07 AM ET
- Size
- 6.6 KB