4//SEC Filing
ENERGY FOCUS, INC/DE 4
Accession 0000924168-16-000020
$EFOICIK 0000924168operating
Filed
Mar 15, 8:00 PM ET
Accepted
Mar 16, 7:11 PM ET
Size
16.8 KB
Accession
0000924168-16-000020
Insider Transaction Report
Form 4
Hilliard Eric
Chief Operating Officer
Transactions
- Award
Stock Option
2016-03-14+22,020→ 22,020 totalExercise: $7.70From: 2017-03-14Exp: 2026-03-14→ Common Stock (22,020 underlying) - Award
Restricted Stock Units
2016-03-14+16,260→ 16,260 totalFrom: 2017-03-14Exp: 2019-03-14→ Common Stock (16,260 underlying)
Holdings
- 5,000
Stock Option
Exercise: $63.60From: 2008-11-26Exp: 2017-11-26→ Common Stock (5,000 underlying) - 12,500
Stock Option
Exercise: $4.10From: 2015-01-28Exp: 2024-01-28→ Common Stock (12,500 underlying) - 7,500
Stock Option
Exercise: $71.90From: 2007-11-13Exp: 2016-11-13→ Common Stock (7,500 underlying) - 10,665
Common Stock
- 2,500
Stock Option
Exercise: $13.70From: 2009-10-23Exp: 2018-10-23→ Common Stock (2,500 underlying) - 40,000
Stock Option
Exercise: $5.47From: 2016-03-16Exp: 2025-03-16→ Common Stock (40,000 underlying) - 10,000
Stock Option
Exercise: $10.70From: 2012-01-18Exp: 2021-01-18→ Common Stock (10,000 underlying) - 10,000
Stock Option
Exercise: $2.30From: 2014-04-29Exp: 2023-04-29→ Common Stock (10,000 underlying)
Footnotes (3)
- [F1]Date applies to one-third of the total. The remaining two-thirds vest in equal monthly installments thereafter over a two year period.
- [F2]Each Restricted Stock Unit represents a contingent right to receive one share of Energy Focus, Inc. Common Stock.
- [F3]Date applies to one-third of the total. Another one-third vests two years from the grant date and the final one-third vests three years from the grant date.
Documents
Issuer
ENERGY FOCUS, INC/DE
CIK 0000924168
Entity typeoperating
IncorporatedOH
Related Parties
1- filerCIK 0000924168
Filing Metadata
- Form type
- 4
- Filed
- Mar 15, 8:00 PM ET
- Accepted
- Mar 16, 7:11 PM ET
- Size
- 16.8 KB