ENERGY FOCUS, INC/DE 4

4 · ENERGY FOCUS, INC/DE · Filed Mar 16, 2016

Form 4

Period: 2016-03-14

Chief Operating Officer

Transactions

Award
Stock Option
2016-03-14+22,020→ 22,020 total
Exercise: $7.70From: 2017-03-14Exp: 2026-03-14→ Common Stock (22,020 underlying)
Award
Restricted Stock Units
2016-03-14+16,260→ 16,260 total
From: 2017-03-14Exp: 2019-03-14→ Common Stock (16,260 underlying)

Holdings

Stock Option
Exercise: $63.60From: 2008-11-26Exp: 2017-11-26→ Common Stock (5,000 underlying)
5,000
Stock Option
Exercise: $4.10From: 2015-01-28Exp: 2024-01-28→ Common Stock (12,500 underlying)
12,500
Stock Option
Exercise: $71.90From: 2007-11-13Exp: 2016-11-13→ Common Stock (7,500 underlying)
7,500
Common Stock
10,665
Stock Option
Exercise: $13.70From: 2009-10-23Exp: 2018-10-23→ Common Stock (2,500 underlying)
2,500
Stock Option
Exercise: $5.47From: 2016-03-16Exp: 2025-03-16→ Common Stock (40,000 underlying)
40,000
Stock Option
Exercise: $10.70From: 2012-01-18Exp: 2021-01-18→ Common Stock (10,000 underlying)
10,000
Stock Option
Exercise: $2.30From: 2014-04-29Exp: 2023-04-29→ Common Stock (10,000 underlying)
10,000

Footnotes (3)

[F1]Date applies to one-third of the total. The remaining two-thirds vest in equal monthly installments thereafter over a two year period.
[F2]Each Restricted Stock Unit represents a contingent right to receive one share of Energy Focus, Inc. Common Stock.
[F3]Date applies to one-third of the total. Another one-third vests two years from the grant date and the final one-third vests three years from the grant date.

Documents

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