ENERGY FOCUS, INC/DE 4
4 · ENERGY FOCUS, INC/DE · Filed Mar 18, 2016
Insider Transaction Report
Form 4
Cheng Simon
Director
Transactions
- Award
Restricted Stock Units
2016-03-16+2,330→ 2,330 totalFrom: 2017-03-16Exp: 2019-03-17→ Common Stock (2,330 underlying) - Award
Stock Option
2016-03-16$6.77/sh+3,150$21,326→ 3,150 totalExercise: $6.77From: 2017-03-16Exp: 2026-03-16→ Common Stock (3,150 underlying)
Holdings
- 7,500
Stock Option
Exercise: $5.47From: 2016-03-16Exp: 2025-03-16→ Common Stock (7,500 underlying) - 5,000
Stock Option
Exercise: $4.10From: 2015-01-28Exp: 2024-01-28→ Common Stock (5,000 underlying) - 1,000
Stock Option
Exercise: $2.60From: 2013-07-31Exp: 2022-07-31→ Common Stock (1,000 underlying)
Footnotes (3)
- [F1]Date applies to one-third of the total. The remaining two-thirds vest in equal monthly installments thereafter over a two year period.
- [F2]Each Restricted Stock Unit represents a contingent right to receive one share of Energy Focus, Inc. Common Stock.
- [F3]Date applies to one-third of the total. Another one-third vests two years from the grant date and the final one-third vests three years from the grant date.