Home/Filings/4/0000924168-16-000048
4//SEC Filing

ENERGY FOCUS, INC/DE 4

Accession 0000924168-16-000048

$EFOICIK 0000924168operating

Filed

Jun 16, 8:00 PM ET

Accepted

Jun 17, 5:16 PM ET

Size

147.7 KB

Accession

0000924168-16-000048

Insider Transaction Report

Form 4
Period: 2016-06-15
Transactions
  • Award

    Restricted Stock Units

    2016-06-15+11,48411,484 total
    Exercise: $0.00From: 2017-06-15Exp: 2017-06-15Common Stock (11,484 underlying)
Holdings
  • Common Stock

    3,000
  • Stock Option

    Exercise: $5.50From: 2015-07-16Exp: 2024-07-16Common Stock (5,000 underlying)
    5,000
  • Stock Option

    Exercise: $10.36From: 2015-08-23Exp: 2025-07-23Common Stock (5,000 underlying)
    5,000
  • Stock Option

    Exercise: $4.80From: 2014-12-18Exp: 2023-12-18Common Stock (5,000 underlying)
    5,000
Footnotes (3)
  • [F1]Each Restricted Stock Unit represents a contingent right to receive one share of Energy Focus, Inc. Common Stock.
  • [F2]The Restricted Stock Units vest 100% on 06/15/2017.
  • [F3]Date applies to 1/12th of the total, as options vest monthly over a twelve month period.

Issuer

ENERGY FOCUS, INC/DE

CIK 0000924168

Entity typeoperating
IncorporatedOH

Related Parties

1
  • filerCIK 0000924168

Filing Metadata

Form type
4
Filed
Jun 16, 8:00 PM ET
Accepted
Jun 17, 5:16 PM ET
Size
147.7 KB