$EFOI·4

ENERGY FOCUS, INC/DE · Jun 17, 5:31 PM ET

ENERGY FOCUS, INC/DE 4

4 · ENERGY FOCUS, INC/DE · Filed Jun 17, 2016

Insider Transaction Report

Form 4
Period: 2016-06-15
Luo Jiangang
Director
Transactions
  • Award

    Restricted Stock Units

    2016-06-15+11,48411,484 total
    Exercise: $0.00From: 2017-06-15Exp: 2017-06-15Common Stock (11,484 underlying)
Holdings
  • Common Stock

    (indirect: Held by Cleantech Global Limited, formerly Prime Science and Technology, Inc.)
    519,565
  • Common Stock

    5,002
Footnotes (3)
  • [F1]Mr. Luo is Managing Partner and President of Cleantech Global Limited (formerly Prime Science & Technology, Inc.)
  • [F2]Each Restricted Stock Unit represents a contingent right to receive one share of Energy Focus, Inc. Common Stock.
  • [F3]The Restricted Stock Units vest 100% on 06/15/2017.

Documents

3 files
  • 4
    wf-form4_146619908720507.xmlPrimary

    FORM 4

  • GRAPHIC
    directorpoajluo72215001.jpg

    POA FOR SECTION 16 FILINGS - J. LUO

  • EX-24

    POA FOR SECTION 16 FILINGS - J. LUO