$EFOI·4

ENERGY FOCUS, INC/DE · Aug 16, 5:09 PM ET

ENERGY FOCUS, INC/DE 4

4 · ENERGY FOCUS, INC/DE · Filed Aug 16, 2016

Insider Transaction Report

Form 4
Period: 2016-08-16
Transactions
  • Award

    Restricted Stock Units

    2016-08-16+5,0005,000 total
    From: 2017-08-16Exp: 2019-08-16Common Stock (5,000 underlying)
Holdings
  • Common Stock

    609
  • Stock Option

    Exercise: $15.08From: 2016-07-13Exp: 2025-09-17Common Stock (5,000 underlying)
    5,000
  • Restricted Stock Units

    From: 2017-03-16Exp: 2019-03-16Common Stock (3,520 underlying)
    3,520
Footnotes (3)
  • [F1]Each Restricted Stock Unit represents a contingent right to receive one share of Energy Focus, Inc. Common Stock.
  • [F2]Date applies to one-third of the total. Another one-third vests two years from the grant date and the final one-third vests three years from the grant date.
  • [F3]Date applies to one-third of the total. The remaining two-thirds vest in equal monthly installments thereafter over a two year period.

Documents

1 file
  • 4
    wf-form4_147138175387999.xmlPrimary

    FORM 4