Home/Filings/4/0000924168-16-000065
4//SEC Filing

ENERGY FOCUS, INC/DE 4

Accession 0000924168-16-000065

$EFOICIK 0000924168operating

Filed

Aug 15, 8:00 PM ET

Accepted

Aug 16, 5:09 PM ET

Size

8.8 KB

Accession

0000924168-16-000065

Insider Transaction Report

Form 4
Period: 2016-08-16
Transactions
  • Award

    Restricted Stock Units

    2016-08-16+5,0005,000 total
    From: 2017-08-16Exp: 2019-08-16Common Stock (5,000 underlying)
Holdings
  • Common Stock

    609
  • Stock Option

    Exercise: $15.08From: 2016-07-13Exp: 2025-09-17Common Stock (5,000 underlying)
    5,000
  • Restricted Stock Units

    From: 2017-03-16Exp: 2019-03-16Common Stock (3,520 underlying)
    3,520
Footnotes (3)
  • [F1]Each Restricted Stock Unit represents a contingent right to receive one share of Energy Focus, Inc. Common Stock.
  • [F2]Date applies to one-third of the total. Another one-third vests two years from the grant date and the final one-third vests three years from the grant date.
  • [F3]Date applies to one-third of the total. The remaining two-thirds vest in equal monthly installments thereafter over a two year period.

Issuer

ENERGY FOCUS, INC/DE

CIK 0000924168

Entity typeoperating
IncorporatedOH

Related Parties

1
  • filerCIK 0000924168

Filing Metadata

Form type
4
Filed
Aug 15, 8:00 PM ET
Accepted
Aug 16, 5:09 PM ET
Size
8.8 KB