4//SEC Filing
ENERGY FOCUS, INC/DE 4
Accession 0000924168-17-000019
$EFOICIK 0000924168operating
Filed
Apr 3, 8:00 PM ET
Accepted
Apr 4, 6:25 PM ET
Size
13.5 KB
Accession
0000924168-17-000019
Insider Transaction Report
Form 4
Port Michael Harry
Interim CFO
Transactions
- Award
Restricted Stock Units
2017-04-03+19,307→ 19,307 totalFrom: 2018-04-03Exp: 2020-04-04→ Common Stock (19,307 underlying) - Award
Stock Option
2017-04-03+28,961→ 28,961 totalExercise: $3.17From: 2018-04-03Exp: 2027-04-03→ Common Stock (28,961 underlying)
Holdings
- 8,561
Restricted Stock Units
From: 2018-03-13Exp: 2020-03-14→ Common Stock (8,561 underlying) - 2,937
Common Stock
- 2,347
Restricted Stock Units
From: 2018-03-16Exp: 2019-03-16→ Common Stock (2,347 underlying) - 5,000
Restricted Stock Units
From: 2017-08-16Exp: 2019-08-16→ Common Stock (5,000 underlying) - 5,000
Stock Option
Exercise: $15.08From: 2016-07-13Exp: 2025-09-17→ Common Stock (5,000 underlying)
Footnotes (4)
- [F1]Date applies to one-third of the total. The remaining two-thirds vest in equal monthly installments thereafter over a two year period.
- [F2]Each Restricted Stock Unit represents a contingent right to receive one share of Energy Focus, Inc. Common Stock.
- [F3]Date applies to one-third of the total. Another one-third vests two years from the grant date and the final one-third vests three years from the grant date.
- [F4]Date applies to 1,173 of the restricted stock units. The remaining 1,174 restricted stock units vest on March 16, 2019.
Documents
Issuer
ENERGY FOCUS, INC/DE
CIK 0000924168
Entity typeoperating
IncorporatedOH
Related Parties
1- filerCIK 0000924168
Filing Metadata
- Form type
- 4
- Filed
- Apr 3, 8:00 PM ET
- Accepted
- Apr 4, 6:25 PM ET
- Size
- 13.5 KB