ENERGY FOCUS, INC/DE 4
4 · ENERGY FOCUS, INC/DE · Filed Jun 22, 2017
Insider Transaction Report
Form 4
Cohen William
10% Owner
Transactions
- Award
Restricted Stock Units
2017-06-21+18,443→ 18,443 totalExercise: $0.00→ Common Stock (18,443 underlying)
Holdings
- 600,000(indirect: By LLC)
Common Stock
- 5,000
Stock Option
Exercise: $10.36From: 2015-08-23Exp: 2025-07-23→ Common Stock (5,000 underlying) - 5,000
Stock Option
Exercise: $5.50From: 2014-08-15Exp: 2024-07-15→ Common Stock (5,000 underlying) - 120,179
Common Stock
Footnotes (4)
- [F1]William Cohen is the Manager and controlling Member of Costar Partners II, LLC.
- [F2]The Restricted Stock Units fully vest on the earlier of (i) the one year anniversary of the grant date or (ii) the date of the Company's annual meeting of stockholders next following the grant date.
- [F3]Each Restricted Stock Unit represents a contingent right to receive one share of Energy Focus, Inc. Common Stock.
- [F4]Date applies to 1/12th of the total as options vest monthly over a twelve month period.