4//SEC Filing
ENERGY FOCUS, INC/DE 4
Accession 0000924168-17-000046
$EFOICIK 0000924168operating
Filed
Jun 21, 8:00 PM ET
Accepted
Jun 22, 4:31 PM ET
Size
204.2 KB
Accession
0000924168-17-000046
Insider Transaction Report
Form 4
Cohen William
10% Owner
Transactions
- Award
Restricted Stock Units
2017-06-21+18,443→ 18,443 totalExercise: $0.00→ Common Stock (18,443 underlying)
Holdings
- 600,000(indirect: By LLC)
Common Stock
- 5,000
Stock Option
Exercise: $10.36From: 2015-08-23Exp: 2025-07-23→ Common Stock (5,000 underlying) - 5,000
Stock Option
Exercise: $5.50From: 2014-08-15Exp: 2024-07-15→ Common Stock (5,000 underlying) - 120,179
Common Stock
Footnotes (4)
- [F1]William Cohen is the Manager and controlling Member of Costar Partners II, LLC.
- [F2]The Restricted Stock Units fully vest on the earlier of (i) the one year anniversary of the grant date or (ii) the date of the Company's annual meeting of stockholders next following the grant date.
- [F3]Each Restricted Stock Unit represents a contingent right to receive one share of Energy Focus, Inc. Common Stock.
- [F4]Date applies to 1/12th of the total as options vest monthly over a twelve month period.
Issuer
ENERGY FOCUS, INC/DE
CIK 0000924168
Entity typeoperating
IncorporatedOH
Related Parties
1- filerCIK 0000924168
Filing Metadata
- Form type
- 4
- Filed
- Jun 21, 8:00 PM ET
- Accepted
- Jun 22, 4:31 PM ET
- Size
- 204.2 KB