Home/Filings/4/0000924168-17-000052
4//SEC Filing

ENERGY FOCUS, INC/DE 4

Accession 0000924168-17-000052

$EFOICIK 0000924168operating

Filed

Jun 21, 8:00 PM ET

Accepted

Jun 22, 4:41 PM ET

Size

225.8 KB

Accession

0000924168-17-000052

Insider Transaction Report

Form 4
Period: 2017-06-21
Transactions
  • Award

    Restricted Stock Units

    2017-06-21+18,44318,443 total
    Exercise: $0.00Common Stock (18,443 underlying)
Holdings
  • Common Stock

    14,484
  • Stock Option

    Exercise: $5.50From: 2015-07-16Exp: 2024-07-16Common Stock (5,000 underlying)
    5,000
  • Stock Option

    Exercise: $4.80From: 2014-12-18Exp: 2023-12-18Common Stock (5,000 underlying)
    5,000
  • Stock Option

    Exercise: $10.36From: 2015-08-23Exp: 2025-07-23Common Stock (5,000 underlying)
    5,000
Footnotes (3)
  • [F1]The Restricted Stock Units fully vest on the earlier of (i) the one year anniversary of the grant date or (ii) the date of the Company's annual meeting of stockholders next following the grant date.
  • [F2]Each Restricted Stock Unit represents a contingent right to receive one share of Energy Focus, Inc. Common Stock.
  • [F3]Date applies to 1/12th of the total, as options vest monthly over a twelve month period.

Issuer

ENERGY FOCUS, INC/DE

CIK 0000924168

Entity typeoperating
IncorporatedOH

Related Parties

1
  • filerCIK 0000924168

Filing Metadata

Form type
4
Filed
Jun 21, 8:00 PM ET
Accepted
Jun 22, 4:41 PM ET
Size
225.8 KB