$EFOI·4

ENERGY FOCUS, INC/DE · Jun 22, 4:41 PM ET

ENERGY FOCUS, INC/DE 4

4 · ENERGY FOCUS, INC/DE · Filed Jun 22, 2017

Insider Transaction Report

Form 4
Period: 2017-06-21
Transactions
  • Award

    Restricted Stock Units

    2017-06-21+18,44318,443 total
    Exercise: $0.00Common Stock (18,443 underlying)
Holdings
  • Common Stock

    14,484
  • Stock Option

    Exercise: $5.50From: 2015-07-16Exp: 2024-07-16Common Stock (5,000 underlying)
    5,000
  • Stock Option

    Exercise: $4.80From: 2014-12-18Exp: 2023-12-18Common Stock (5,000 underlying)
    5,000
  • Stock Option

    Exercise: $10.36From: 2015-08-23Exp: 2025-07-23Common Stock (5,000 underlying)
    5,000
Footnotes (3)
  • [F1]The Restricted Stock Units fully vest on the earlier of (i) the one year anniversary of the grant date or (ii) the date of the Company's annual meeting of stockholders next following the grant date.
  • [F2]Each Restricted Stock Unit represents a contingent right to receive one share of Energy Focus, Inc. Common Stock.
  • [F3]Date applies to 1/12th of the total, as options vest monthly over a twelve month period.

Documents

3 files
  • 4
    wf-form4_149816407445137.xmlPrimary

    FORM 4

  • GRAPHIC
    directorpoa-mramelot0516001.jpg

    POA FOR SECTION 16 FILINGS - M. RAMELOT 05.16.2017

  • EX-24

    POA FOR SECTION 16 FILINGS - M. RAMELOT 05.16.2017