4//SEC Filing
ENERGY FOCUS, INC/DE 4
Accession 0000924168-17-000056
$EFOICIK 0000924168operating
Filed
Jul 4, 8:00 PM ET
Accepted
Jul 5, 4:16 PM ET
Size
12.8 KB
Accession
0000924168-17-000056
Insider Transaction Report
Form 4
Port Michael Harry
Interim CFO
Transactions
- Award
Common Stock
2017-06-30$2.24/sh+1,416$3,165→ 4,353 total
Holdings
- 2,347
Restricted Stock Units
From: 2018-03-16Exp: 2019-03-16→ Common Stock (2,347 underlying) - 5,000
Restricted Stock Units
From: 2017-08-16Exp: 2019-08-16→ Common Stock (5,000 underlying) - 8,561
Restricted Stock Units
From: 2018-03-13Exp: 2020-03-14→ Common Stock (8,561 underlying) - 5,000
Stock Option
Exercise: $15.08From: 2016-07-13Exp: 2025-09-17→ Common Stock (5,000 underlying) - 19,307
Restricted Stock Units
From: 2018-04-03Exp: 2020-04-04→ Common Stock (19,307 underlying) - 28,961
Stock Option
Exercise: $3.17From: 2018-04-03Exp: 2027-04-03→ Common Stock (28,961 underlying)
Footnotes (5)
- [F1]Shares acquired through the Energy Focus, Inc. 2013 Employee Stock Purchase Plan.
- [F2]Date applies to one-third of the total. The remaining two-thirds vest in equal monthly installments thereafter over a two year period.
- [F3]Each Restricted Stock Unit represents a contingent right to receive one share of Energy Focus, Inc. Common Stock.
- [F4]Date applies to one-third of the total. Another one-third vests two years from the grant date and the final one-third vests three years from the grant date.
- [F5]Date applies to 1,173 of the restricted stock units. The remaining 1,174 restricted stock units vest on March 16, 2019.
Documents
Issuer
ENERGY FOCUS, INC/DE
CIK 0000924168
Entity typeoperating
IncorporatedOH
Related Parties
1- filerCIK 0000924168
Filing Metadata
- Form type
- 4
- Filed
- Jul 4, 8:00 PM ET
- Accepted
- Jul 5, 4:16 PM ET
- Size
- 12.8 KB