Port Michael Harry 4
4 · ENERGY FOCUS, INC/DE · Filed Jan 3, 2018
Insider Transaction Report
Form 4
Port Michael Harry
Interim CFO
Transactions
- Award
Common Stock
2017-12-29$2.08/sh+3,001$6,250→ 9,020 total
Holdings
- 28,961
Stock Option
Exercise: $3.17From: 2018-04-03Exp: 2027-04-03→ Common Stock (28,961 underlying) - 3,334
Restricted Stock Units
From: 2017-08-16Exp: 2019-08-16→ Common Stock (3,334 underlying) - 19,307
Restricted Stock Units
From: 2018-04-03Exp: 2020-04-04→ Common Stock (19,307 underlying) - 8,561
Restricted Stock Units
From: 2018-03-13Exp: 2020-03-14→ Common Stock (8,561 underlying) - 2,347
Restricted Stock Units
From: 2018-03-16Exp: 2019-03-16→ Common Stock (2,347 underlying) - 5,000
Stock Option
Exercise: $15.08From: 2016-07-13Exp: 2025-09-17→ Common Stock (5,000 underlying)
Footnotes (5)
- [F1]Shares acquired through the Energy Focus, Inc. 2013 Employee Stock Purchase Plan.
- [F2]Each Restricted Stock Unit represents a contingent right to receive one share of Energy Focus, Inc. Common Stock.
- [F3]Date applies to one-third of the total. Another one-third vests two years from the grant date and the final one-third vests three years from the grant date.
- [F4]Date applies to 1,173 of the restricted stock units. The remaining 1,174 restricted stock units vest on March 16, 2019.
- [F5]Date applies to one-third of the total. The remaining two-thirds vest in equal monthly installments thereafter over a two year period.