ENERGY FOCUS, INC/DE·4

Feb 27, 5:59 PM ET

Port Michael Harry 4

4 · ENERGY FOCUS, INC/DE · Filed Feb 27, 2018

Insider Transaction Report

Form 4
Period: 2018-02-26
Transactions
  • Award

    Restricted Stock Units

    2018-02-26+49,16749,167 total
    From: 2019-02-26Exp: 2021-02-27Common Stock (49,167 underlying)
Holdings
  • Common Stock

    9,020
  • Restricted Stock Units

    From: 2018-04-03Exp: 2020-04-04Common Stock (19,307 underlying)
    19,307
  • Restricted Stock Units

    From: 2018-03-13Exp: 2020-03-14Common Stock (8,561 underlying)
    8,561
  • Restricted Stock Units

    From: 2017-08-16Exp: 2019-08-16Common Stock (3,334 underlying)
    3,334
  • Restricted Stock Units

    From: 2018-03-16Exp: 2019-03-16Common Stock (2,347 underlying)
    2,347
  • Stock Option

    Exercise: $3.17From: 2018-04-03Exp: 2027-04-03Common Stock (28,961 underlying)
    28,961
  • Stock Option

    Exercise: $15.08From: 2016-07-13Exp: 2025-09-17Common Stock (5,000 underlying)
    5,000
Footnotes (3)
  • [F1]Each Restricted Stock Unit represents a contingent right to receive one share of Energy Focus, Inc. Common Stock.
  • [F2]Date applies to one-third of the total. Another one-third vests two years from the grant date and the final one-third vests three years from the grant date.
  • [F3]Date applies to one-third of the total. The remaining two-thirds vest in equal monthly installments thereafter over a two year period.

Documents

1 file
  • 4
    wf-form4_151977237111480.xmlPrimary

    FORM 4