4//SEC Filing
Port Michael Harry 4
Accession 0000924168-18-000016
CIK 0000924168other
Filed
Mar 18, 8:00 PM ET
Accepted
Mar 19, 4:58 PM ET
Size
15.9 KB
Accession
0000924168-18-000016
Insider Transaction Report
Form 4
Port Michael Harry
Interim CFO
Transactions
- Exercise/Conversion
Restricted Stock Units
2018-03-16$2.64/sh−1,173$3,097→ 1,174 totalFrom: 2017-03-16Exp: 2019-03-16→ Common Stock (1,173 underlying) - Exercise/Conversion
Common Stock
2018-03-16+1,173→ 12,033 total - Tax Payment
Common Stock
2018-03-16$2.64/sh−413$1,090→ 11,620 total
Holdings
- 5,723
Restricted Stock Units
From: 2018-03-13Exp: 2020-03-14→ Common Stock (5,723 underlying) - 28,961
Stock Option
Exercise: $3.17From: 2018-04-03Exp: 2027-04-03→ Common Stock (28,961 underlying) - 3,334
Restricted Stock Units
From: 2017-08-16Exp: 2019-08-16→ Common Stock (3,334 underlying) - 19,307
Restricted Stock Units
From: 2018-04-03Exp: 2020-04-04→ Common Stock (19,307 underlying) - 49,167
Restricted Stock Units
From: 2019-02-26Exp: 2021-02-27→ Common Stock (49,167 underlying) - 5,000
Stock Option
Exercise: $15.08From: 2016-07-13Exp: 2025-09-17→ Common Stock (5,000 underlying)
Footnotes (3)
- [F1]Each Restricted Stock Unit represents a contingent right to receive one share of Energy Focus, Inc. Common Stock.
- [F2]Date applies to one-third of the total. Another one-third vests two years from the grant date and the final one-third vests three years from the grant date.
- [F3]Date applies to one-third of the total. The remaining two-thirds vest in equal monthly installments thereafter over a two year period.
Documents
Issuer
ENERGY FOCUS, INC/DE
CIK 0000924168
Entity typeother
Related Parties
1- filerCIK 0001682287
Filing Metadata
- Form type
- 4
- Filed
- Mar 18, 8:00 PM ET
- Accepted
- Mar 19, 4:58 PM ET
- Size
- 15.9 KB