Port Michael Harry 4
4 · ENERGY FOCUS, INC/DE · Filed Apr 4, 2018
Insider Transaction Report
Form 4
Port Michael Harry
Interim CFO
Transactions
- Exercise/Conversion
Common Stock
2018-04-03+6,435→ 18,055 total - Tax Payment
Common Stock
2018-04-03$2.44/sh−2,262$5,519→ 15,793 total - Exercise/Conversion
Restricted Stock Units
2018-04-03−6,435→ 12,872 totalFrom: 2018-04-03Exp: 2020-04-04→ Common Stock (6,435 underlying)
Holdings
- 49,167
Restricted Stock Units
From: 2019-02-26Exp: 2021-02-27→ Common Stock (49,167 underlying) - 28,961
Stock Option
Exercise: $3.17From: 2018-04-03Exp: 2027-04-03→ Common Stock (28,961 underlying) - 1,174
Restricted Stock Units
From: 2017-03-16Exp: 2019-03-16→ Common Stock (1,174 underlying) - 3,334
Restricted Stock Units
From: 2017-08-16Exp: 2019-08-16→ Common Stock (3,334 underlying) - 5,723
Restricted Stock Units
From: 2018-03-13Exp: 2020-03-14→ Common Stock (5,723 underlying) - 5,000
Stock Option
Exercise: $15.08From: 2016-07-13Exp: 2025-09-17→ Common Stock (5,000 underlying)
Footnotes (3)
- [F1]Each Restricted Stock Unit represents a contingent right to receive one share of Energy Focus, Inc. Common Stock.
- [F2]Date applies to one-third of the total. Another one-third vests two years from the grant date and the final one-third vests three years from the grant date.
- [F3]Date applies to one-third of the total. The remaining two-thirds vest in equal monthly installments thereafter over a two year period.