Ramelot Michael Rush 4
4 · ENERGY FOCUS, INC/DE · Filed Jun 22, 2018
Insider Transaction Report
Form 4
Ramelot Michael Rush
Director
Transactions
- Exercise/Conversion
Restricted Stock Units
2018-06-20−18,443→ 0 totalFrom: 2018-06-20Exp: 2018-06-20→ Common Stock (18,443 underlying) - Award
Restricted Stock Units
2018-06-20+15,000→ 15,000 total→ Common Stock (15,000 underlying) - Exercise/Conversion
Common Stock
2018-06-20+18,443→ 32,927 total
Holdings
- 5,000
Stock Option
Exercise: $10.36From: 2015-08-23Exp: 2025-07-23→ Common Stock (5,000 underlying) - 5,000
Stock Option
Exercise: $4.80From: 2014-12-18Exp: 2023-12-18→ Common Stock (5,000 underlying) - 5,000
Stock Option
Exercise: $5.50From: 2015-07-16Exp: 2024-07-16→ Common Stock (5,000 underlying)
Footnotes (4)
- [F1]Restricted stock units convert into Common Stock on a one-for-one basis.
- [F2]Each Restricted Stock Unit represents a contingent right to receive one share of Energy Focus, Inc. Common Stock.
- [F3]The Restricted Stock Units fully vest on the earlier of (i) the one year anniversary of the grant date or (ii) the date of the Company's annual meeting of stockholders next following the grant date.
- [F4]Date applies to 1/12th of the total, as options vest monthly over a twelve month period.