Cohen William 4
4 · ENERGY FOCUS, INC/DE · Filed Jun 22, 2018
Insider Transaction Report
Form 4
Cohen William
10% Owner
Transactions
- Exercise/Conversion
Restricted Stock Units
2018-06-20−18,443→ 0 totalFrom: 2018-06-20Exp: 2018-06-20→ Common Stock (18,443 underlying) - Exercise/Conversion
Common Stock
2018-06-20+18,443→ 663,622 total
Holdings
- 5,000
Stock Option
Exercise: $5.50From: 2014-08-15Exp: 2024-07-15→ Common Stock (5,000 underlying) - 5,000
Stock Option
Exercise: $10.36From: 2015-08-23Exp: 2025-07-23→ Common Stock (5,000 underlying)
Footnotes (3)
- [F1]Restricted stock units convert into Common Stock on a one-for-one basis.
- [F2]Each Restricted Stock Unit represents a contingent right to receive one share of Energy Focus, Inc. Common Stock.
- [F3]Date applies to 1/12th of the total as options vest monthly over a twelve month period.