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4//SEC Filing

RISHI SATISH 4

Accession 0000924168-18-000053

CIK 0000924168other

View on SEC.gov Company Profile

Filed

Jun 21, 8:00 PM ET

Accepted

Jun 22, 6:54 PM ET

Size

214.8 KB

Accession

0000924168-18-000053

Insider Transaction Report

Form 4

Period: 2018-06-20

ENERGY FOCUS, INC/DEEFOI

Director

Transactions

Exercise/Conversion
Common Stock
2018-06-20+3,169→ 3,169 total
Exercise/Conversion
Restricted Stock Units
2018-06-20−3,169→ 3,169 total
From: 2018-06-20Exp: 2018-06-21→ Common Stock (3,169 underlying)
Award
Restricted Stock Units
2018-06-20+15,000→ 15,000 total
→ Common Stock (15,000 underlying)

Footnotes (3)

[F1]Restricted stock units convert into Common Stock on a one-for-one basis.
[F2]Each Restricted Stock Unit represents a contingent right to receive one share of Energy Focus, Inc. Common Stock.
[F3]The Restricted Stock Units fully vest on the earlier of (i) the one year anniversary of the grant date or (ii) the date of the Company's annual meeting of stockholders next following the grant date.

Documents

3 files

Issuer

ENERGY FOCUS, INC/DE

CIK 0000924168

Entity typeother

Related Parties

1

filerCIK 0001219137

Filing Metadata

Form type: 4
Filed: Jun 21, 8:00 PM ET
Accepted: Jun 22, 6:54 PM ET
Size: 214.8 KB

View on SEC.gov