ENERGY FOCUS, INC/DE·4

Jul 3, 4:37 PM ET

Turin Jerry 4

4 · ENERGY FOCUS, INC/DE · Filed Jul 3, 2018

Insider Transaction Report

Form 4
Period: 2018-07-02
Turin Jerry
CFO and Secretary
Transactions
  • Award

    Restricted Stock Units

    2018-07-02+50,47450,474 total
    From: 2019-05-29Exp: 2021-05-30Common Stock (50,474 underlying)
  • Award

    Stock Option

    2018-07-02+75,71175,711 total
    Exercise: $1.81From: 2019-05-29Exp: 2028-05-29Common Stock (75,711 underlying)
Footnotes (4)
  • [F1]Each Restricted Stock Unit represents a contingent right to receive one share of Energy Focus, Inc. Common Stock.
  • [F2]Date applies to one-third of the total. Another one-third vests two years from the grant date and the final one-third vests three years from the grant date.
  • [F3]Restricted stock units convert into Common Stock on a one-for-one basis.
  • [F4]Date applies to one-third of the total. The remaining two-thirds vest in equal monthly installments thereafter over a two year period.

Documents

3 files
  • 4
    wf-form4_153065025132333.xmlPrimary

    FORM 4

  • GRAPHIC
    turinpoamay2018001.jpg

    TURIN POA MAY 2018

  • EX-24

    TURIN POA MAY 2018