Home/Filings/4/0000924168-18-000057
4//SEC Filing

Turin Jerry 4

Accession 0000924168-18-000057

CIK 0000924168other

Filed

Jul 2, 8:00 PM ET

Accepted

Jul 3, 4:37 PM ET

Size

205.7 KB

Accession

0000924168-18-000057

Insider Transaction Report

Form 4
Period: 2018-07-02
Turin Jerry
CFO and Secretary
Transactions
  • Award

    Restricted Stock Units

    2018-07-02+50,47450,474 total
    From: 2019-05-29Exp: 2021-05-30Common Stock (50,474 underlying)
  • Award

    Stock Option

    2018-07-02+75,71175,711 total
    Exercise: $1.81From: 2019-05-29Exp: 2028-05-29Common Stock (75,711 underlying)
Footnotes (4)
  • [F1]Each Restricted Stock Unit represents a contingent right to receive one share of Energy Focus, Inc. Common Stock.
  • [F2]Date applies to one-third of the total. Another one-third vests two years from the grant date and the final one-third vests three years from the grant date.
  • [F3]Restricted stock units convert into Common Stock on a one-for-one basis.
  • [F4]Date applies to one-third of the total. The remaining two-thirds vest in equal monthly installments thereafter over a two year period.

Issuer

ENERGY FOCUS, INC/DE

CIK 0000924168

Entity typeother

Related Parties

1
  • filerCIK 0001442677

Filing Metadata

Form type
4
Filed
Jul 2, 8:00 PM ET
Accepted
Jul 3, 4:37 PM ET
Size
205.7 KB