Home/Filings/4/0000924168-19-000002
4//SEC Filing

Turin Jerry 4

Accession 0000924168-19-000002

CIK 0000924168other

Filed

Jan 2, 7:00 PM ET

Accepted

Jan 3, 4:40 PM ET

Size

205.5 KB

Accession

0000924168-19-000002

Insider Transaction Report

Form 4
Period: 2018-12-31
Turin Jerry
CFO and Secretary
Transactions
  • Award

    Common Stock

    2018-12-31$0.53/sh+6,906$3,6326,906 total
Holdings
  • Stock Option

    Exercise: $1.81From: 2019-05-29Exp: 2028-05-29Common Stock (75,711 underlying)
    75,711
  • Restricted Stock Units

    From: 2019-05-29Exp: 2021-05-30Common Stock (50,474 underlying)
    50,474
Footnotes (4)
  • [F1]Shares acquired through the Energy Focus, Inc. 2013 Employee Stock Purchase Plan.
  • [F2]Each Restricted Stock Unit represents a contingent right to receive one share of Energy Focus, Inc. Common Stock.
  • [F3]Date applies to one-third of the total. Another one-third vests two years from the grant date and the final one-third vests three years from the grant date.
  • [F4]Date applies to one-third of the total. The remaining two-thirds vest in equal monthly installments thereafter over a two year period.

Issuer

ENERGY FOCUS, INC/DE

CIK 0000924168

Entity typeother

Related Parties

1
  • filerCIK 0001442677

Filing Metadata

Form type
4
Filed
Jan 2, 7:00 PM ET
Accepted
Jan 3, 4:40 PM ET
Size
205.5 KB