Turin Jerry 4
4 · ENERGY FOCUS, INC/DE · Filed Jan 3, 2019
Insider Transaction Report
Form 4
Turin Jerry
CFO and Secretary
Transactions
- Award
Common Stock
2018-12-31$0.53/sh+6,906$3,632→ 6,906 total
Holdings
- 75,711
Stock Option
Exercise: $1.81From: 2019-05-29Exp: 2028-05-29→ Common Stock (75,711 underlying) - 50,474
Restricted Stock Units
From: 2019-05-29Exp: 2021-05-30→ Common Stock (50,474 underlying)
Footnotes (4)
- [F1]Shares acquired through the Energy Focus, Inc. 2013 Employee Stock Purchase Plan.
- [F2]Each Restricted Stock Unit represents a contingent right to receive one share of Energy Focus, Inc. Common Stock.
- [F3]Date applies to one-third of the total. Another one-third vests two years from the grant date and the final one-third vests three years from the grant date.
- [F4]Date applies to one-third of the total. The remaining two-thirds vest in equal monthly installments thereafter over a two year period.