|4Dec 18, 8:32 AM ET

Cheng Jennifer Y 4

4 · ENERGY FOCUS, INC/DE · Filed Dec 18, 2019

Insider Transaction Report

Form 4
Period: 2019-11-12
Transactions
  • Exercise/Conversion

    Restricted Stock Units

    2019-12-17+8,2900 total
    Common Stock (8,290 underlying)
  • Award

    Common Stock

    2019-11-12+11,71011,710 total
  • Exercise/Conversion

    Common Stock

    2019-12-17+8,29020,000 total
Footnotes (3)
  • [F1]Represents restricted stock units that fully vest on the earlier of (i) the one year anniversary of the grant date or (ii) the date of the Company's annual meeting of stockholders next following the grant date (December 17, 2019).
  • [F2]Restricted stock units convert into Common Stock on a one-for-one basis.
  • [F3]On February 28, 2019, the reporting person was granted 8,290 restricted stock units that vested on December 17, 2019, the date of the Company's annual meeting of stockholders.

Documents

2 files