Socolof Stephen 4
4 · ENERGY FOCUS, INC/DE · Filed Dec 18, 2019
Insider Transaction Report
Form 4
Socolof Stephen
Director
Transactions
- Award
Common Stock
2019-11-12+14,968→ 14,968 total - Exercise/Conversion
Common Stock
2019-12-17+5,032→ 20,000 total - Exercise/Conversion
Restricted Stock Units
2019-12-17+5,032→ 0 total→ Common Stock (5,032 underlying)
Footnotes (3)
- [F1]Represents restricted stock units that fully vest on the earlier of (i) the one year anniversary of the grant date or (ii) the date of the Company's annual meeting of stockholders next following the grant date (December 17, 2019).
- [F2]Restricted stock units convert into Common Stock on a one-for-one basis.
- [F3]On May 20, 2019, the reporting person was granted 5,032 restricted stock units that vested on December 17, 2019, the date of the Company's annual meeting of stockholders.