Anzu SPAC GP I LLC 3
3 · Anzu Special Acquisition Corp I · Filed Mar 1, 2021
Insider Transaction Report
Form 3
Anzu SPAC GP I LLC
10% Owner
Holdings
Class B Common Stock, par value $0.0001 per share
→ Class A Common Stock, par value $0.0001 per share (12,000,000 underlying)
Footnotes (3)
- [F1]The reported securities have no expiration date and (i) are convertible into shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock"), of the Issuer at any time at the option of the holder on a one-for-one basis and (ii) will automatically convert into Class A Common Stock at the time of the Issuer's initial business combination on a one-for-one basis, in each case, subject to adjustment as described under the heading "Description of Securities-Founder Shares" in the Issuer's registration statement on Form S-1 (File No. 333-252861).
- [F2]Anzu SPAC GP I LLC (the "Sponsor") directly owns 12,000,000 shares of Class B common stock, $0.0001 par value per share, including 1,575,000 Class B Shares that are subject to forfeiture if the underwriter of the Issuer's initial public offering does not exercise in full an option granted to it to cover over-allotments.
- [F3]Dr. Whitney Haring-Smith shares voting and investment control over shares held by the Sponsor and, as a result, may be deemed to beneficially own the securities reported herein. Dr. Haring-Smith disclaims beneficial ownership of the reported securities, except to the extent of his pecuniary interest therein.