Yockey Thomas M 4
4 · Broad Street Realty, Inc. · Filed Jun 8, 2021
Insider Transaction Report
Form 4
Yockey Thomas M
Director
Transactions
- Award
Common Stock
2021-06-04+216,458→ 2,393,985 total
Footnotes (2)
- [F1]Received in exchange for membership interests in BSV Spotswood Investors LLC ("Spotswood"), pursuant to the previously disclosed Agreement and Plan of Merger (the "Spotswood Merger Agreement"), dated as of May 28, 2019, as amended on Nov. 27, 2019 and Dec. 27, 2019, by and among Spotswood, Broad Street Realty, Inc. (the "Issuer"), Broad Street Operating Partnership, LP and a subsidiary. Upon the closing of the transactions contemplated by the Spotswood Merger Agreement (the "Spotswood Merger"), the membership interests that were then outstanding were converted into the right to receive shares of the Issuer's common stock.
- [F2]As of the date immediately prior to the effective time of the Spotswood Merger, the last reported sales price of the Issuer's common stock on the OTC Pink Market was $1.30 per share.