Home/Filings/4/0000925421-21-000192
4//SEC Filing

Topchy Alexander 4

Accession 0000925421-21-000192

CIK 0000764897other

Filed

Oct 4, 8:00 PM ET

Accepted

Oct 5, 7:39 PM ET

Size

8.0 KB

Accession

0000925421-21-000192

Insider Transaction Report

Form 4
Period: 2021-10-01
Topchy Alexander
Chief Financial Officer
Transactions
  • Award

    Common Stock

    2021-10-01+14,535135,119 total
  • Award

    Performance Rights

    2021-10-01+697,674697,674 total
    Common Stock (697,674 underlying)
Footnotes (3)
  • [F1]Represents restricted shares of Broad Street Realty's (the "Company") common stock granted pursuant to the Company's Amended and Restated 2020 Equity Incentive Plan that vest ratably on each of January 1, 2022, January 1, 2023 and January 1, 2024.
  • [F2]Each performance right represents a contingent right to receive one share of the Company's common stock. The performance rights vest upon the Company's common stock achieving a specified Implied Equity Market Capitalization (as defined in the performance award of stock units agreement substantially in the form filed as Exhibit 10.2 to the Company's Current Report on Form 8-K filed on September 21, 2021) at the end of the performance period ending on December 31, 2024. If, however, the maximum amount of the award is not earned as of December, 31, 2024, the remaining performance rights may be earned based on the Company's Implied Equity Market Capitalization as of December 31, 2025.
  • [F3]The number represents the maximum number of shares that may be delivered pursuant to the award.

Issuer

Broad Street Realty, Inc.

CIK 0000764897

Entity typeother

Related Parties

1
  • filerCIK 0001794514

Filing Metadata

Form type
4
Filed
Oct 4, 8:00 PM ET
Accepted
Oct 5, 7:39 PM ET
Size
8.0 KB