Home/Filings/4/0000926274-11-000006
4//SEC Filing

Mobley Alan Scott 4

Accession 0000926274-11-000006

CIK 0000709005other

Filed

Jan 26, 7:00 PM ET

Accepted

Jan 27, 5:03 PM ET

Size

10.3 KB

Accession

0000926274-11-000006

Insider Transaction Report

Form 4
Period: 2011-01-25
Mobley Alan Scott
DirectorPresident and COO
Transactions
  • Award

    Stock Option

    2011-01-25$1.05/sh+1$1600,000 total
    Exercise: $1.05Exp: 2021-01-25Common Stock (600,000 underlying)
  • Disposition to Issuer

    Warrant

    2011-01-25$1.05/sh1$10 total
    Exercise: $0.93From: 2004-01-07Exp: 2011-06-30Common Stock (300,000 underlying)
  • Disposition to Issuer

    Warrant

    2011-01-25$1.05/sh1$10 total
    Exercise: $0.93From: 2005-01-24Exp: 2011-01-24Common Stock (200,000 underlying)
Footnotes (1)
  • [F1]The grant provided that a number of shares representing the value of certain voluntarily salary reductions would vest upon issuance and the remaining shares would vest upon the earlier of (i) 1/3 in one year from issuance, another 1/3 in two years from issuance and the balance in three three years from issuance or (ii) 25% of the remaining would vest when the stock price reaches $2.00 per share, another 25% when the stock prices reaches $3.00 per share and the balance when the stock prices reaches $4.00 per share. Accordingly, 272,611 shares vested immediately. All unvested shares would vest immediately on change of control.

Issuer

NOBLE ROMANS INC

CIK 0000709005

Entity typeother

Related Parties

1
  • filerCIK 0001356678

Filing Metadata

Form type
4
Filed
Jan 26, 7:00 PM ET
Accepted
Jan 27, 5:03 PM ET
Size
10.3 KB