BRUBAKER LARRY K 4

4 · Capitol Federal Financial Inc · Filed Dec 23, 2010

Form 4

Period: 2010-12-21

Executive Vice President

Transactions

Other
Common Stock
2010-12-21+348,682→ 348,682 total(indirect: By Trust)
Other
Common Stock
2010-12-21+45,274→ 45,274 total(indirect: By Trust)
Purchase
Common Stock
2010-12-21$10.00/sh+5,000$50,000→ 5,000 total(indirect: By Trust)
Other
Common Stock
2010-12-21+742→ 742 total(indirect: By Children)
Other
Common Stock
2010-12-21+6,791→ 6,791 total
Other
Common Stock
2010-12-21+56,526→ 56,526 total(indirect: ESOP)
Other
Common Stock
2010-12-21+4,239→ 4,239 total(indirect: By Spouse)
Other
Phantom Stock 2008
2010-12-21+1,134→ 1,134 total
Exercise: $13.69Exp: 2011-01-25→ Common Stock (1,134 underlying)

Footnotes (3)

[F1]In accordance with the Plan of Conversion and Reorganization of Capitol Federal Savings Bank MHC, effective December 21, 2010, each outstanding share of common stock of Capitol Federal Financial was exchanged for 2.2637 shares of Capitol Federal Financial, Inc.'s common stock.
[F2]In accordance with the Plan of Conversation and Reorganization of Capitol Federal Savings Bank MHC, effective December 21, 2010, each outstanding phantom stock unit for a share of common stock of Capitol Federal Financial was exchanged for a phantom stock unit for 2.2637 shares of Capitol Federal Financial, Inc.'s common stock, rounded down to the nearest share.
[F3]Phantom stock units were acquired under the Company's Deferred Incentive Bonus Plan. The units are deemed sold and settled in cash approximately three years from date of acquisition.

Documents

1 file