Home/Filings/4/0000927089-11-000156
4//SEC Filing

Stanley J Lee 4

Accession 0000927089-11-000156

CIK 0001493491other

Filed

Jul 5, 8:00 PM ET

Accepted

Jul 6, 11:35 AM ET

Size

13.7 KB

Accession

0000927089-11-000156

Insider Transaction Report

Form 4
Period: 2011-07-01
Transactions
  • Award

    Common Stock

    2011-07-01+8,19023,700 total
  • Award

    Stock Option (Right to Buy)

    2011-07-01+20,48020,480 total
    Exercise: $11.94From: 2012-07-01Exp: 2022-07-01Common Stock (20,480 underlying)
  • Award

    Stock Appreciation Right

    2011-07-01+20,48020,480 total
    Exercise: $11.94From: 2012-07-01Exp: 2022-07-01Common Stock (20,480 underlying)
Holdings
  • Stock Appreciation Right

    Exercise: $14.97From: 2007-05-19Exp: 2016-05-19Common Stock (23,071 underlying)
    23,071
  • Common Stock

    (indirect: By IRA)
    10,000
  • Stock Option (Right to Buy)

    Exercise: $14.97From: 2007-05-19Exp: 2016-05-19Common Stock (23,071 underlying)
    23,071
Footnotes (6)
  • [F1]Transaction represents an award of restricted stock under the Issuer's 2011 Equity Incentive Plan. The shares are scheduled to vest in five equal annual installments beginning on July 1, 2012.
  • [F2]Transaction represents an award of stock appreciation rights under the Issuer's 2011 Equity Incentive Plan. The rights are scheduled to vest in five equal annual installments beginning on July 1, 2012.
  • [F3]The stock appreciation rights and stock options were granted in tandem. Accordingly, the exercise of one results in the termination of the other.
  • [F4]Transaction represents an award of stock options under the Issuer's 2011 Equity Incentive Plan. The options are scheduled to vest in five equal annual installments beginning on July 1, 2012.
  • [F5]The stock appreciation rights and stock options were granted under the 2006 Equity Incentive Plan to vest in five equal annual installments beginning on May 19, 2007.
  • [F6]The stock appreciation rights and stock options were granted in tandem. Accordingly, the exercise of one results in the termination of the other.

Issuer

Heritage Financial Group Inc

CIK 0001493491

Entity typeother

Related Parties

1
  • filerCIK 0001325817

Filing Metadata

Form type
4
Filed
Jul 5, 8:00 PM ET
Accepted
Jul 6, 11:35 AM ET
Size
13.7 KB