Earnings Feed
Start Free
Home/Filings/4/0000927089-11-000202
4//SEC Filing

Slappey Carol W 4

Accession 0000927089-11-000202

CIK 0001493491other
View on SEC.govCompany Profile

Filed

Aug 28, 8:00 PM ET

Accepted

Aug 29, 10:18 AM ET

Size

13.0 KB

Accession

0000927089-11-000202

Insider Transaction Report

Form 4
Period: 2011-08-25
Heritage Financial Group IncHBOS
Slappey Carol W
DirectorExecutive Vice President
Transactions
  • Tax Payment

    Common Stock

    2011-08-25$11.20/sh−1,800$20,160→ 52,693 total
Holdings

  • Stock Option (Right to Buy)

    Exercise: $14.97From: 2007-05-19Exp: 2016-05-19→ Common Stock (57,801 underlying)
    57,801

  • Common Stock

    (indirect: By ESOP)
    8,692

  • Stock Option (Right to Buy)

    Exercise: $11.94From: 2012-07-01Exp: 2022-07-01→ Common Stock (50,000 underlying)
    50,000

  • Common Stock

    (indirect: By Spouse)
    2,931

  • Stock Appreciation Right

    Exercise: $11.94From: 2012-07-01Exp: 2022-07-01→ Common Stock (50,000 underlying)
    50,000

  • Stock Appreciation Rights

    Exercise: $14.97From: 2007-05-19Exp: 2016-05-19→ Common Stock (57,801 underlying)
    57,801

  • Common Stock

    (indirect: By IRA)
    4,907
Footnotes (6)
  • [F1]Transaction represents the shares relinquished for tax liability related to stock vesting.
  • [F2]Transaction represents an award of stock appreciation rights under the Issuer's 2011 Equity Incentive Plan. The rights are scheduled to vest in five equal annual installments beginning on July 1, 2012.
  • [F3]The stock appreciation rights and stock options were granted in tandem. Accordingly, the exercise of one results in the termination of the other.
  • [F4]Transaction represents an award of stock options under the Issuer's 2011 Equity Incentive Plan. The options are scheduled to vest in five equal annual installments beginning on July 1, 2012.
  • [F5]The stock appreciation rights and stock options were granted under the 2006 equity incentive plan to vest in five equal annual installments beginning on May 19, 2007.
  • [F6]The stock appreciation rights and stock options were granted in tandem. Accordingly, the exercise of one results in the termination of the other.

Documents

1 file

Issuer

Heritage Financial Group Inc

CIK 0001493491

→
Entity typeother

Related Parties

1
  • filerCIK 0001325809

Filing Metadata

Form type
4
Filed
Aug 28, 8:00 PM ET
Accepted
Aug 29, 10:18 AM ET
Size
13.0 KB
View on SEC.gov