Sunshine Financial Inc 4
4 · Sunshine Financial Inc · Filed Nov 20, 2013
Insider Transaction Report
Form 4
SWAIN SCOTT A
SVP, CFO and Treasurer
Transactions
- Award
Common Stock
[F1]2013-11-19+5,000→ 9,750 total
Holdings
- 963(indirect: ESOP)
Common Stock
[F2] - 10,000
Employee Stock Option (Right to Buy)
Exercise: $10.75From: 2017-12-10Exp: 2022-12-10→ Common Stock (10,000 underlying)
Footnotes (2)
- [F1]Represents a restricted stock award under Issuer's 2012 Equity Incentive Plan, which is scheduled to vest in five equal annual installments commencing on November 19, 2014.
- [F2]Reflects ESOP allocations that have occurred since the date of the reporting person's last ownership report.
Signature
/s/ Brian P. Baggett, POA|2013-11-19