Sunshine Financial Inc 4
4 · Sunshine Financial Inc · Filed May 25, 2016
Insider Transaction Report
Form 4
SWAIN SCOTT A
Senior VP, CFO & Treasurer
Transactions
- Sale
Common Stock
2016-05-24$19.20/sh−717$13,766→ 5,200 total
Holdings
- 4,146(indirect: By 401(k))
Common Stock
- 2,764(indirect: Held in ESOP)
Common Stock
- 10,000
Employee Stock Option (Right to Buy)
Exercise: $10.75From: 2017-12-10Exp: 2022-12-10→ Common Stock (10,000 underlying)
Footnotes (2)
- [F1]Shares of Company common stock are not directly allocated to 401(k) plan participants, but instead are held in a unitized fund that consists of cash and Company common stock in amounts that vary from time to time. The shares reported above represents the best estimate of the number of share equivalents held by the reporting person in the unitized stock fund of the Company's 401(k) plan. These shares were previously reported by the reporting person as directly owned.
- [F2]Reflects ESOP allocations that have occurred since the date of the reporting person's last ownership report.