Sunshine Financial Inc 4
4 · Sunshine Financial Inc · Filed Nov 22, 2016
Insider Transaction Report
Form 4
SWAIN SCOTT A
SVP, CFO and Treasurer
Transactions
- Tax Payment
Common Stock
[F2]2016-11-21$18.75/sh−284$5,325→ 4,916 total
Holdings
- 2,764(indirect: Held in ESOP)
Common Stock
- 4,146(indirect: By 401(k))
Common Stock
[F1] - 10,000
Employee Stock Option (Right to Buy)
Exercise: $10.75From: 2017-12-10Exp: 2022-12-10→ Common Stock (10,000 underlying)
Footnotes (2)
- [F1]Shares of Company common stock are not directly allocated to 401(k) plan participants, but instead are held in a unitized fund that consists of cash and Company common stock in amounts that vary from time to time. The shares reported above represents the best estimate of the number of share equivalents held by the reporting person in the unitized stock fund of the Company's 401(k) plan. These shares were previously reported by the reporting person as directly owned.
- [F2]Represents shares withheld to satisfy tax obligations in connection with vesting of restricted stock.
Signature
/s/ Brian P. Baggett, POA|2016-11-22