4//SEC Filing
Sunshine Financial Inc 4
Accession 0000927089-16-001026
CIK 0001500837operating
Filed
Nov 21, 7:00 PM ET
Accepted
Nov 22, 2:08 PM ET
Size
7.9 KB
Accession
0000927089-16-001026
Insider Transaction Report
Form 4
SWAIN SCOTT A
Senior VP, CFO & Treasurer
Transactions
- Tax Payment
Common Stock
2016-11-21$18.75/sh−284$5,325→ 4,916 total
Holdings
- 10,000
Employee Stock Option (Right to Buy)
Exercise: $10.75From: 2017-12-10Exp: 2022-12-10→ Common Stock (10,000 underlying) - 4,146(indirect: By 401(k))
Common Stock
- 2,764(indirect: Held in ESOP)
Common Stock
Footnotes (2)
- [F1]Shares of Company common stock are not directly allocated to 401(k) plan participants, but instead are held in a unitized fund that consists of cash and Company common stock in amounts that vary from time to time. The shares reported above represents the best estimate of the number of share equivalents held by the reporting person in the unitized stock fund of the Company's 401(k) plan. These shares were previously reported by the reporting person as directly owned.
- [F2]Represents shares withheld to satisfy tax obligations in connection with vesting of restricted stock.
Documents
Issuer
Sunshine Financial Inc
CIK 0001500837
Entity typeoperating
IncorporatedMD
Related Parties
1- filerCIK 0001500837
Filing Metadata
- Form type
- 4
- Filed
- Nov 21, 7:00 PM ET
- Accepted
- Nov 22, 2:08 PM ET
- Size
- 7.9 KB