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4//SEC Filing

COLYER DIANE J 4

Accession 0000927089-17-000457

CIK 0001391933other
View on SEC.govCompany Profile

Filed

Nov 29, 7:00 PM ET

Accepted

Nov 30, 4:01 PM ET

Size

14.2 KB

Accession

0000927089-17-000457

Insider Transaction Report

Form 4
Period: 2017-11-29
QUAINT OAK BANCORP INCQNTO
COLYER DIANE J
Operations Officer & Treas.
Transactions
  • Exercise/Conversion

    Common Stock

    2017-11-29$5.00/sh+4,234$21,170→ 8,832 total
  • Tax Payment

    Common Stock

    2017-11-29$13.25/sh−1,598$21,174→ 7,234 total
  • Exercise/Conversion

    Employee Stock Option (Right to Buy)

    2017-11-29−4,234→ 0 total
    Exercise: $5.00From: 2013-05-14Exp: 2018-05-14→ Common Stock (4,234 underlying)
Holdings

  • Common Stock

    (indirect: By 401(k))
    525.97

  • Common Stock

    (indirect: By IRA)
    2,820

  • Common Stock

    (indirect: By Spouse)
    1,200

  • Common Stock

    (indirect: By ESOP)
    10,644.052

  • Employee Stock Option (Right to Buy)

    Exercise: $8.10Exp: 2023-05-08→ Common Stock (10,000 underlying)
    10,000
Footnotes (8)
  • [F1]On September 8, 2015, the Issuer effected a 2-for-1 stock split. The number of shares reported throughout this Form 4 have been adjusted to reflect the stock split.
  • [F2]Includes 640 shares granted pursuant to the 2008 Recognition and Retention Plan that represent the unvested portion of a grant amount originally covering 3,200 shares (adjusted to reflect the 2-for-1 stock split) that are vesting ratably over five years at 20% per year commencing on May 8, 2014.
  • [F3]Represents previously owned shares of common stock delivered to the Issuer in payment for the exercise price of the subject options.
  • [F4]Includes shares allocated to the reporting person's ESOP account since the last filed Form 4.
  • [F5]Includes shares acquired in the Quaint Oak Bank 401(k) Plan since the last filed Form 4, based on a report dated November 29, 2017.
  • [F6]In accordance with the terms of the stock option plan and stock incentive plan the exercise price of the options and number of shares subject to the option have been adjusted to reflect the stock split.
  • [F7]The options vested at a rate of 20% per year beginning on May 14, 2009.
  • [F8]The options are vesting ratably over five years at 20% per year commencing May 8, 2014.

Documents

1 file

Issuer

QUAINT OAK BANCORP INC

CIK 0001391933

→
Entity typeother

Related Parties

1
  • filerCIK 0001403493

Filing Metadata

Form type
4
Filed
Nov 29, 7:00 PM ET
Accepted
Nov 30, 4:01 PM ET
Size
14.2 KB
View on SEC.gov