Home/Filings/4/0000927089-18-000025
4//SEC Filing

Capps Kimberly A 4

Accession 0000927089-18-000025

CIK 0000916907other

Filed

Jan 17, 7:00 PM ET

Accepted

Jan 18, 5:39 PM ET

Size

11.2 KB

Accession

0000927089-18-000025

Insider Transaction Report

Form 4
Period: 2018-01-16
Capps Kimberly A
Chief Operations Officer
Transactions
  • Award

    Common Stock

    2018-01-16+50054,866 total
  • Award

    Stock Option (Right to Buy)

    2018-01-16+2,0002,000 total
    Exercise: $37.31Exp: 2028-01-16Common Stock (2,000 underlying)
Holdings
  • Common Stock

    (indirect: By 401(k))
    42,368.42
  • Common Stock

    (indirect: Held by son)
    360
  • Common Stock

    (indirect: Held by daughter)
    360
  • Stock Option (Right to Buy)

    Exercise: $6.38Exp: 2020-01-19Common Stock (10,000 underlying)
    10,000
Footnotes (4)
  • [F1]The shares are scheduled to vest over a five-year period beginning February 9, 2019, with up to 20% of the shares vesting on that date and on each of the next four anniversaries of that date based on the extent to which the Company's annualized return on average assets over the 12 calendar quarters ending immediately prior to the applicable vesting date exceeds a threshold level.
  • [F2]Reflects 401(k) contributions that have occurred since the date of the reporting person's last ownership report.
  • [F3]The options become exercisable in 20% installments over a five year period with the first installment vesting on 1/19/2011. Each remaining installment vests annually thereafter.
  • [F4]The options become exercisable in 20% installments over a five year period with the first installment vesting on 1/16/2019. Each remaining installment vests annually thereafter.

Issuer

SOUTHERN MISSOURI BANCORP, INC.

CIK 0000916907

Entity typeother

Related Parties

1
  • filerCIK 0001504658

Filing Metadata

Form type
4
Filed
Jan 17, 7:00 PM ET
Accepted
Jan 18, 5:39 PM ET
Size
11.2 KB