QUAINT OAK BANCORP INC·4

May 9, 3:17 PM ET

FARRER ROBERT 4

4 · QUAINT OAK BANCORP INC · Filed May 9, 2018

Insider Transaction Report

Form 4
Period: 2018-05-08
FARRER ROBERT
Compliance Officer (Subsid)
Transactions
  • Exercise/Conversion

    Common Stock

    2018-05-08$5.00/sh+2,930$14,6506,980 total
  • Exercise/Conversion

    Employee Stock Option (Right to Buy)

    2018-05-082,9300 total
    Exercise: $5.00From: 2013-05-14Exp: 2018-05-14Common Stock (2,930 underlying)
Holdings
  • Common Stock

    (indirect: By ESOP)
    10,100.447
  • Employee Stock Option (Right to Buy)

    Exercise: $8.10From: 2018-05-08Exp: 2023-05-08Common Stock (10,000 underlying)
    10,000
Footnotes (5)
  • [F1]On September 8, 2015, the Issuer effected a 2-for-1 stock split. The number of shares reported throughout this Form 4 have been adjusted to reflect the stock split.
  • [F2]Includes shares allocated to the reporting person's ESOP account since the last filed Form 4.
  • [F3]In accordance with the terms of the stock option plan and stock incentive plan the exercise price of the options and number of shares subject to the option have been adjusted to reflect the stock split.
  • [F4]The options vested at a rate of 20% per year commencing on May 14, 2009.
  • [F5]The options vested at a rate of 20% per year commencing on May 8, 2014.

Documents

1 file
  • 4
    edgar.xmlPrimary

    PRIMARY DOCUMENT