STEFFENS GREG A 4/A

4/A · SOUTHERN MISSOURI BANCORP, INC. · Filed Feb 21, 2020

Form 4/AAmended

Period: 2020-02-18

DirectorCHAIRMAN/CEO

Transactions

Award
Stock Option (Right to Buy)
2020-02-18+3,500→ 3,500 total
Exercise: $37.40Exp: 2030-02-18→ Common Stock (3,500 underlying)
Award
Common Stock
2020-02-18+1,200→ 212,533 total

Holdings

Common Stock
(indirect: By 401(k))
41,847.57
Common Stock
(indirect: Custodian for daughter)
20,027
Common Stock
(indirect: Custodian for daughter)
24,027
Common Stock
(indirect: By son)
19,951
Common Stock
(indirect: By son)
23,951
Stock Option (Right to Buy)
Exercise: $37.31Exp: 2028-01-16→ Common Stock (3,500 underlying)
3,500
Stock Option (Right to Buy)
Exercise: $34.35Exp: 2029-01-04→ Common Stock (3,500 underlying)
3,500

Footnotes (6)

[F1]The shares are scheduled to vest over a five-year period beginning February 9, 2021, with up to 20% of the shares vesting on that date and on each of the next four anniversaries of that date based on the extent to which the Company's annualized return on average assets over the 12 calendar quarters ending immediately prior to the applicable vesting date exceeds a threshold level.
[F2]The purpose of this amendment is to correct the amount of securities beneficially owned in this Item 5 that was reported incorrectly.
[F3]Reflects 401(k) contributions that have occurred since the date of the reporting person's last ownership report.
[F4]The options become exercisable in 20% installments over a five year period with the first installment vesting on 1/16/2019. Each remaining installment vests annually thereafter.
[F5]The options become exercisable in 20% installments over a five year period with the first installment vesting on 1/4/2020. Each remaining installment vests annually thereafter.
[F6]The options become exercisable in 20% installments over a five year period with the first installment vesting on 2/18/21. Each remaining installment vests annually thereafter.

Documents

1 file