COLYER DIANE J 4

4 · QUAINT OAK BANCORP INC · Filed Apr 1, 2021

Form 4

Period: 2021-02-17

Operations Officer & Treas.

Transactions

Sale
Common Stock
2021-02-17$16.00/sh−27.45$439→ 957.07 total(indirect: By 401(k))

Holdings

Common Stock
8,789
Employee Stock Option (Right to Buy)
Exercise: $13.30Exp: 2028-05-09→ Common Stock (6,000 underlying)
6,000
Common Stock
(indirect: By ESOP)
13,286.457
Common Stock
(indirect: By Spouse)
1,200
Employee Stock Option (Right to Buy)
Exercise: $8.10From: 2018-05-08Exp: 2023-05-08→ Common Stock (10,000 underlying)
10,000
Common Stock
(indirect: By IRA)
2,820

Footnotes (6)

[F1]Transaction was a nondiscretionary sale of common stock held by 401(k) plan pursuant to an agreement, whereby the Reporting Person elected to rebalance holdings in 401(k) plan. The Reporting Person did not have control over the sale.
[F2]Includes shares acquired in the Issuer's 401(k) Plan since the last filed Form 4. Based on a report dated March 23, 2021.
[F3]Includes 1,200 shares granted pursuant to the Issuer's 2013 Stock Incentive Plan which reflect the unvested portion of a grant amount originally covering 2,000 shares that commenced vesting at a rate of 20% per year on May 9, 2019.
[F4]Includes shares allocated to the reporting person's ESOP account since the last filed Form 4.
[F5]The options are vesting at a rate of 20% per year commencing on May 9, 2019.
[F6]The options vested at a rate of 20% per year commencing May 8, 2014.

Documents

1 file