4//SEC Filing
COLYER DIANE J 4
Accession 0000927089-21-000120
CIK 0001391933other
Filed
Mar 31, 8:00 PM ET
Accepted
Apr 1, 3:51 PM ET
Size
10.8 KB
Accession
0000927089-21-000120
Insider Transaction Report
Form 4
COLYER DIANE J
Operations Officer & Treas.
Transactions
- Sale
Common Stock
2021-02-17$16.00/sh−27.45$439→ 957.07 total(indirect: By 401(k))
Holdings
- 8,789
Common Stock
- 6,000
Employee Stock Option (Right to Buy)
Exercise: $13.30Exp: 2028-05-09→ Common Stock (6,000 underlying) - 13,286.457(indirect: By ESOP)
Common Stock
- 1,200(indirect: By Spouse)
Common Stock
- 10,000
Employee Stock Option (Right to Buy)
Exercise: $8.10From: 2018-05-08Exp: 2023-05-08→ Common Stock (10,000 underlying) - 2,820(indirect: By IRA)
Common Stock
Footnotes (6)
- [F1]Transaction was a nondiscretionary sale of common stock held by 401(k) plan pursuant to an agreement, whereby the Reporting Person elected to rebalance holdings in 401(k) plan. The Reporting Person did not have control over the sale.
- [F2]Includes shares acquired in the Issuer's 401(k) Plan since the last filed Form 4. Based on a report dated March 23, 2021.
- [F3]Includes 1,200 shares granted pursuant to the Issuer's 2013 Stock Incentive Plan which reflect the unvested portion of a grant amount originally covering 2,000 shares that commenced vesting at a rate of 20% per year on May 9, 2019.
- [F4]Includes shares allocated to the reporting person's ESOP account since the last filed Form 4.
- [F5]The options are vesting at a rate of 20% per year commencing on May 9, 2019.
- [F6]The options vested at a rate of 20% per year commencing May 8, 2014.
Documents
Issuer
QUAINT OAK BANCORP INC
CIK 0001391933
Entity typeother
Related Parties
1- filerCIK 0001403493
Filing Metadata
- Form type
- 4
- Filed
- Mar 31, 8:00 PM ET
- Accepted
- Apr 1, 3:51 PM ET
- Size
- 10.8 KB